EFTA01453781

e an raup SOUTHERN FINANCiAL, LLC Request 182298 As of 15 Apr 14 15Ars 2014 Page 2 Of 3 Dadochs Bark AO SOUTHERN FINANCIAL, LLC ROOMS* MINNEri Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644)St SOUTHERN FicEuroOpl 21-Noy2013 20-Nov.2014 25-Nou.2014 (1 pco 0)300) USD 101600.000 JPY 710423459 FINANCIAL. LLC 366364436, SOUTHERN FXOneBanDneT 21-Nov-2013 20.14ar.2014 25.11ov.2014 (21.000.00) USD 0 JPY 710423461 F MANUAL, LLC otchOpt 366364436/ SOUTHERN FXOneBarOneT 21-N0/.2013 20.11ov.2014 25-Nov-2014 (21,M0 CC) USD 0 JPY 710423463 FiNANCAL, LW ouchOpl X63644361 SOUTHERN FXOneBananeT 21-Nov-2013 20.Nov.2014 25.Nov.2014 (21.000 00; USD 0 JPY 7104230 FINANCIAL.LLC ouchOpt 381388504! SOUTIERN FxEuroOpl 31-Jan-2014 01.Klay-2014 07-May-2014 (10.000.003M USD 1.025000.000 SY 745230011 FINANCIAL, LLC SHORT LONG LONG LONG SHORT ELRCFEAN EUROPEAN EUROPEAN ELPCPEAN ELRCPEAN CALL 1010000 (29.61867) 0.0003 13.87083 0.0000 11.568.79 0.0000 9,54887 CALL 102 5000 :27.793 07:i Subtotal: (22.42405) Long! Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity NotCcy NotAmt 1 1 Strike Price MTM(USD) 390962915/ SOUTHERN FINANCIAL, Commodity ISA/at:2014 15,May.2014 22 Nay .2014 LONG EURCPEAN 767318425 LLC Derivative WTI 103,00000 USD 00000 (34,2%43) Subtotal: deatatodlties • Base Metal Derivatives Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Rel. Entity NotAmt 1 Not.Ccy 1 Price Per QuantityUnit Unit Strike Price MTM(USD) 395494367/ SOUTEERN Ccrumodily0prEu 03-Apr-2014 06Dec-20Id C6-Dec-2014 SICRT EUICPEAN CALL CU 778125395 FINANCIAL. LLC ro ElaseMetal (8.750600 03) USD :.0 00IM125 0 7030.0000 (244.220 22) Statement ID : Subtotal: (244.2&322: The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111598 SDNY_GM_00257782 EFTA01453781