EFTA01453792

16 Apr 2014 Page 2 Of 3 Deutsthe Best AO SOUTHERN FINANCIAL, LLC Mt • Optima Trade ID Counterparty Trade Type Settlement Trade Date Maturity Date Date Not.Ccy NotAnit 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN ExEurcepl FINANCIAL. LLC SOUTHERN EXOneBanDneT FINANCIAL. LLC ouchOpt SOUTHERN EXOneEarOneT FINANCIAL. LLC ouchOpt SOUTHERN EXOnel3anOneT FINANCIAL. U.0 ouchOpt SOUTHERN ExEuroOpl FINANCIAL, It: 21-Nov-2013 20-Nov-2014 254:lov:2014 21-Nov-2013 20-Nov-2014 25-Nov-2014 21-Nov-2013 20.11ov.2014 25-Nov-2014 21-Nov-2013 20-Nov-2014 254104014 31-Jan-2014 01.May-2014 07-May-2014 (1.000 COD Cri`. USD (21.000.00) USD (21.030 COI USD (21.000 WI USD (10.0O3.003 COI USD 101.000.000 0 [repeated 3 times] 1.025.000.000 JPY [repeated 3 times] FY PT SHORT LONG [repeated 3 times] SHORT EUROPEAN [repeated 3 times] ELPCPEAN ELRCPEAN CALL CALL 101 0000 0.0003 0.0000 0.0000 1025000 :).ierl. ;I:.! 12.545 95 10.410 42 8,55270 :47 2(R3 13) Subtotal: 08/79 ii!':: Commodltles • Wrens Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style PuU Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Pdce MTM(USD) SOUTHERN FINANCIAL, Commodity LLC DeRvatrte 13-N14r-2014 15.May .2014 22.Istay .2014 LONG EUROPEAN WTI ICO 0:0 00 USD (284:146 55) Subtotal: r :14 4 ,‘,: Commodities . Base Metal Detivativis Trade ID Counterparty Trade Type Trade Date Matunty Date Settlement Date Long/ Short Option Style Put/ Call Ref. Entity Not Amt 1 NotCcy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTHERN Commodily0pREu 03-Apr-2014 050m-20I 4 0 -Dec-2014 FINANCIAL. LLC ro BaseA4etal SHORT EUROPEAN CALL XCU 1,7QX° (0) USD (50 00IMT25 0 7.000 0003 f218 9(, ) (..:: Statement ID : 182298_20140416_20140417_1 Subtotal: (218 5 The valuation information set forth in this statement is prowled subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111610 SDNY_GM_00257794 EFTA01453792