EFTA01453796

From: Gedeon Pinedo [ Sent: 4/17/2014 9:30:45 AM To: Tazia Smith CC: Amanda Kirby [ • Paul Morris ]; Joseph Cothron I ] Nav Gupta I; Vahe Stepanian I j; Valuations NY Subject: Re: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 15 Apr 2014 - Request II I classification: For internal use only Tazia Maturity Date has to match with the Settlement Date. Expiry date is 2 days prior as not associated to the M/D Gedeon From: Tazia Smith/db/dbcom To: Date: 04/16/2014 08:35 PM Subject: Re: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 15 Apr 2014 - Request Classification: For internal use only valuations Team - The expiry date on the copper call is 12/3, settlement is 12/5, per the trade confirm. Shouldn't the maturity date be the same as the expiry date on this OTC trade report? Please reconcile. Tazia [attachment ' Pinedo/db/dbcom attar ment Gedeon Pinedo/db/dbcom] 1. df deleted b From: valuations system/db/dbcom@OBAPAc Date: 04/15/2014 09:22 PM Gedeon .csv" deleted by Subject: valuation Statement for SOUTHERN FINANCIAL, LLC as at 15 Apr 2014 - Request [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111614 CONFIDENTIAL SDNY_GM_00257798 EFTA01453796