EFTA01453932

24 Apr 2014 Page 2 Of 2 Deutsche Bat AO SOUTHERN RNANCIAL, LLC At • 0ptbes Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Nor-2013 20410%42014 25.Nov..2014 (1.000 030 COI USD FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-No4014 25-Nov-2014 (21.000.00) USD FINANCIAL. LLC outhOpt SOUTHERN FXOnef3arOneT 21-Nor-2013 2011ov.2014 25-Nov-2014 (21,M0 COI USD FINANCIAL. LLC ouchOpt SOUTHERN EXOnef3aeOneT 21-Nov-2013 20-Nov-2014 254104014 (21.000 WI USD FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.000.X0 Og USD FINANCIAL. LLC 101.030.000 0 0 0 1.025000.000 JPY JPY JPY PY SY SHORT LONG LONG LONG SHORT EUROPEAN EUROPEAN EUROPEAN EtPCPEAN ELEICPEAN CALL CALL 1010000 0.0003 0.0000 0.0000 1025000 :i1 I i' Zli 12.133 58 9,909.43 8.00522 :24.14452i Subtotal: (25 227 9e): Comedies • Base Weal DadnMs Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Arnt t Not Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTHERN Commodly0pEu 03-Apr-2014 05-Dec-20I 4 05-Dec-2014 SHORT EURCPEAN CALL FINANCIAL, LLC ro BaseMetat XCU (3 7:IC/ IV Ii3i USD /f./) 00( M125 0 7,000 0000 (373775%! Subtotal: ( I2. c Statement ID T4 li (349.003.46) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111794 SDNY_GM_00257978 EFTA01453932