EFTA01453941

DmWS MASAO LS""miliMMINEWIIMOSL) SOUTHERN FINANCIAL, LLC 25Aix 2014 Papa 2 Of 2 RC0pribei Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Not.Amt 1 Not.Ccy 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 36636449St SOUTHERN ExEurcepl 21-Nov-2013 20410%42014 25-Nov-2014 (LOCO CO3001 USD 101.000,000 JPY SHORT EUROPEAN CALL 1010000 ;29 242 41(,) 710423459 FINANCIAL. LLC 366364435/' SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25.Nov.2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0000 12.40309 710423461 FINANCIAL. LLC owhOpl 366364434 SOUTHERN FXOnef3arOneT 21-Nor-2013 20.Nov.2014 25-Nov-2014 121,C 001 USD 0 JPY LONG EUROPEAN 0,0000 10.06532 710423463 FINANCIAL. LLC outhOpt X6364436/ SOUTHERN EXOnet3arOneT 21-Nov-2013 20.Noy.2014 25.Noy.2014 (21.000 MI USD 0 Fr LONG EtRCPEAN 0.0003 8,106 13 710423465 FINANCIAL. LLC ouchOpl 381388504i SOUTHERN ExEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.CCO CO3 02a USE/ 1.025000.000 SY SHORT EUROPEAN CALL 102 5000 ;•4 c7 251 745230311 FINANCIAL. LLC Subtotal: 03.155201 Long/ Not Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Arnt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494357/ SOUT FERN Commodity0pEu 03-Apr-2014 05-Dec-2014 05-Dec-2014 SKIRT EUROPEAN CALL XCU ID: USD ;:#10a:MT25 0 7.000 0000 (321 0'2 07! 778125395 FINANCIAL, LLC ro BaseMetai Subtotal: (321 012011 IoW: Statement ID : (334.177.27) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111806 CONFIDENTIAL SDNY_GM_00257990 EFTA01453941