EFTA01453973

DstSths Bank AO enr7r e an _rasp SOUTHERN FINANCAL, LLC Request As of 28 Apr 14 2/34t 2014 Page 2 Of 2 SOUTHERN FINANCIAL, LW Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not.Ccy 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) SOUTHERN ExEurcOol 21-Nov-2013 20.Nov.2014 25-Nov-2014 (1.00D WO CV, USD 101.030.000 RV SHORT EUROPEAN CALL 1010000 :32 2W 82, FINANCIAL. LLC SOUTHERN FINANCIAL. LLC FXOneasiOneT otchOpt 21-Nov.2013 20.14o/-2014 25-Nov-2014 (21.OOO.00) USD 0 FY LONG EUROPEAN 0.0000 11.%2 56 SOUTHERN FINANCIAL. LLC FXOneSarOneT ouchOpt 21-No/.2013 20-Nov2014 25-Nos-2014 (21,ClXl 00) USD 0 FY LONG EUROPEAN OA000 8,92700 SOUTHERN FINANCIAL. LLC EXOnel3anOneT ouchOpt 21-Nov-2013 20-Nov.2014 254404014 (21.000 WI USD 0 FY LONG EtPCPEAN 0.0000 7,13330 SOUTHERN FiEuroOpl 31-Jan-2014 01.May-2014 07.May-2014 (10.CCO WOW) USD 1.025.000.000 FY SHORT ELFICPEAN CALL 102 5000 ;31 7C) Xi FINANCIAL. LLC Subtotal: (36.8_1 Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Ccy Price Per Not Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTHERN Commodly0pEu 03-Apr-2014 OS-Dec-20H 050ec-2014 SHORT EURCPEAN CALL XCU FINANCIAL, LLC ro BaseNSetal tA 01, USD /F.000)M125 0 7.000 0000 1287.476 Subtotal: (287 4.75 38, Statement ID Iota: (324.317.53) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111846 CONFIDENTIAL SDNY_GM_00258030 EFTA01453973