Case File
efta-01454011DOJ Data Set 10OtherEFTA01454011
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01454011
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Asset
& Wealth Management
[Click here to enter addressJ"
Dear (Client Namel
Tazia Smith
Director
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue. 26th Floor
New York. NY 10154
This letter is provided to you as a prospective client of the Asset & Wealth Management (AWM) Key
Client Partners (KCP) Desk - US.
All services offered by KCP are provided on a strictly non-advised basis. In order to become a client of KCP,
please sign and return the FIN RA 2111 Institutional Suitability Certificate, which accompanies this letter. In
addition, we will separately provide you with any additional documentation that we may require in order
for you to become a client of KCP.
Clients of KCP are also clients of the AWM Private Wealth Management group (WM). Please be aware that
WM products and services are distinct and separate from the products and services of KCP. WM will not
advise you on products and services provided to you by or through KCP, and in becoming a client of KCP
you represent that you will be capable independently of evaluating the investment risks of each transaction
made available to you by the KCP Desk, and that you will exercise independent Judgment in evaluating each
such transaction, and you will notify us if you are unable to make the preceding representations with
respect to any such transaction.
If you have any questions regarding the distinction between KCP and WM services or if you wish to
learn more about WM, please contact (client facing professional].
To confirm that you accept and understand the matters raised in this letter, please sign and return a
copy of this letter to (client facing professional].
Sincerely yours,
AWM KCP — US
Acknowledged and accepted by:
Client Name on behalf of
(insert entity name]
Secuoties Orfe'ed
cogh Deutsche rank Secucit✓.'s Inc
Signature
Date
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0 111904
CONFIDENTIAL
SDNY_GM_00258088
EFTA01454011
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