Case File
efta-01454016DOJ Data Set 10OtherEFTA01454016
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01454016
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank
Private Wealth Management
Option Agreement and Approval Form
Please Complete All Sections
Account No.
&Man NW*
Account Type Cash
Account Registration
0
Managed Account
0
Discretionary Account
0
Other
Individual
Name(s) of person(s) other than account owner(s) authorized to place orders for the account:
Account and Owner Information (Provide requested information for each account owner ("Client"). Attach supplement to this Agreement if
necessary.)
fin
IMMO
EMI
MIMS
MOM
BUSIES
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SEM
Pr'RTMOMPREIZIMP
L)Car,` trn,
girl
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UP:10,1
K Yes K No
If yes, please provide the account number(s):
Client(s) Financial Information
06
Deut!,,:;..., dank Seucr;;Ies It
Approximate koi Worm
than $50,000
Salary/Bonus
%
L gold Net Worn`
Excluding Ponca* Rosoclorco
8
Less
550,000 - $99.999
Interest/Dividends
• Less than $50,000
0 Less than $50,000
ryo
0
$100003 - $249.999
0 550,000 - $99.999
MI 550.000 - 599,999
0
5250,000 - 5499,999
Other (specify):
•
5100,000 - $249,999
0 5100,000 - 5249.999
0
5500.000 - 5999.999
%
0 5250,000 - $499,999
• 5250,000 -$499,999
0
$1,000,000 - $2,499,999
%
•
5500,000 - $999.999
0 5500,000 - $999.999
0
$2,500,000 - 54.999.999
0 $1,000,000 - $2,499,999 0 $1,000,000 - 52,499,9
0/a
0
55.000.000 and over
-
0 $2.500.000 - $4,999,999 • $2,500,000 - $4,999.9-'
•
$5,000,000 and over
.
S5,000,000 and over
Investment Experience of Account Owner(s)
M
ili
tr
ill
n
a
Options
MI
Covered Cali Writing
Stocks
0
Purchased Options
0
Option Spreads
0
Uncovered Put Writing
0
Uncovered Call Writing
0
None
Bonds
Commodities
listed Stock Index
OTC Derivatives
Structured Products
Other (Specify)
Deutsche Bank Securities Inc., a subsidiary of Deutsche Bank AG, conducts investment banking and securities activities in the United Sir.
111114,1011111
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
09-PWM-0127 OM 14 (05/11)
006404 052711
DB-SDNY-0 111910
SDNY_GM_00258094
EFTA01454016
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