EFTA01454205

e r rnPr i rri rstr1 11-T"' 14 May 2014 Pape 2 Of 2 Deutsche Bait AO SOUTHERN FINANCIAL, LLC PX • Options Settlement Not Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not. Ccy Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Noo-2013 20-Nov-2014 25-Nov-2014 ( LOCO OCO if): USI: FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nor-2014 25-Nov-2014 (21.00000) USD FINANCIAL. LLC orthOpl SOUTHERN FXOnef3arOneT 21-Nw.2013 20.Nov.2014 25-Nos-2014 (21,M0 00) USD FINANCIAL. LLC ouchOpl SOUTHERN FXOnef3ananeT 21-Nov-2013 20Nov.2014 25.Nov.2014 (21.000 MI USD FINANCIAL. LLC ouchOpl 101030,000 JPY 0 JPY 0 JPY 0 FY SHORT LONG LONG LONG ELROPEAN ELFtCPEAN EUROPEAN Et.RCPEAN CALL 1010000 0.0003 0.0000 0.0000 :21i ES5 97! 10677 94 8.30085 6,38291 Subtotal: (133t 27) CommodlUsit Alai ilhed oases — -t -- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -th-- -th -. m Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not. Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTFERPI CommodhOpEu 03-Apr-2014 (8>Derc-20I4 05.0es-2014 SHORT ELRCPEAN CALL FINANCIAL, LLC ro 8aseMetal XCU 037W.COD 331 USD ("JO 00] 84125 0 7.000 0000 13337&1 Subtotal: (30.763 49; Statement ID Total: (305,067. 76) The valuation Information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 112185 SDNY_GM_00258369 EFTA01454205