EFTA01454260

e an raup SOUTHERN FINANCIAL, LLC Request 182298 f, - As of 16 May 14 18 May 2014 Page 2 Of 2 DetgiChe Relit AO SOUTHERN FINANCIAL, LLC Trade ID Counterparty Trade Type Settlement NotCcy Trade Date Maturity Date Date NotAmt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN FxEurolOpl 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOneBarOneT 710423463 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3anDneT 710423465 FINANCIAL. LLC ouchOpl 21-Nov-2013 20:11ov:2014 25-Nov-2014 (1.060603 00) USD 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 21-Nov-2013 20:11ov:2014 25-Nov-2014 (21,M0 00) USD 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.000 661 USD 101.030.000 0 0 0 JPY JPY JPY FY SHORT LONG LONG LONG EUROPEAN EUICPEAN EUROPEAN Etna:BAN CALL 1010000 0.0003 0.0000 0.0000 ;2::: 77 I7i 12.81601 10.114 93 7,87299 Subtotal: 8.02617 Commodltles • Rase Meal Ditrivatives Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) 3%5194367/ SOUTFERN CommocabOpEu 778126395 FINANCIAL. LLC ro Basentetal 03-Apr-2014 Of>Dec-20I4 DS-Dec-2014 SHORT EUROPEAN CALL XCU telW.COD DO) USD trk Obi MT25 0 7.000 0000 i319 639 72! Subtotal: (31909 :2; Statement ID : 182298_20140516_20140519_1 Told: (311,613.55) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112261 SDNY_GM_00258445 EFTA01454260