EFTA01454271

e an coup'::. SOUTHEPM PINIANCIAL, LL Request As of 20 Ma 14 20 May 201.1 Page 2 Of 2 Deutire Balk AO SOUTHERN FINANCIAL, LLC At •OPeons Settlement Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAnit 1 1 Not. Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MT M(USO) SOUTHERN ExEurcepl 21-Noo-2013 20-Nov-2014 25-Nov-2014 0.000.000 001 USD FINANCIAL. LLC SOUTHERN EXOneBaiOneT 21-Nov-2013 20-Noi/-2014 2541ov-2014 (21.003M) USD FINANCIAL. LLC ou:hOpt SOUTHERN EXOneSarOneT 21-N0/.2013 201loy.2014 25-Nov-2014 (21,060 1::01 USD FINANCIAL. LLC ouctiOpt SOUTHERN FXOneBaiOneT 21-Noy-2013 20-Noy-2014 25.Noy.2014 421.000 001 USD FINANCIAL LLC otxhOpt 101.000.000 0 0 0 JPY JPY JPY FY SHORT LONG LONG LONG EUROPEAN EUROPEAN EUROPEAN Et-RC:KAN CALL 1010000 0.0003 0.0000 0.0000 :2112;F e6I 13027 89 10.251 16 7,94858 Subtotal: 9.36898 Commodites • Base Metal Derivatives Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not. Ccy 1 Quantity Unit Price Per Unit Strike Price MT M(USD) ■ SOUTFERPI CommoclhOpEu 03-Apr-2014 OF>Dec-20I 4 05.Dec-201.1 SI-CfIT EUEICPEAN CALL FINANCIAL. LLC ro ElaseMetal XCU le.7W.COD 931 USD (FLI 00] NIT25 0 7.000 0000 (33193102! Subtotal: (331931 002; Statement ID : iglat (322,582.0d) The valuation information set forth in this statement is provided subject to the terms and conditions set forth In the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112275 SDNY_GM_00258459 EFTA01454271