EFTA01454283

e an raup SOUTHERN FINANCIAL, LLC Request 182298 As of 21 May 14 21 May 2014 Page 2 Of 2 Doublet Berk AO SOUTHERN FINANCIAL, LLC Trade ID Counterparty Trade Type Settlement NotCcy Trade Date Maturity Date Date NotAmt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEural 710423459 FiflANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 710423461 FINANCIAL. LLC ou4hOpt 366364436/ SOUTHERN EXOnef3arOneT 710423463 FINANCIAL. LLC oucb0pl 366364436/ SOUTHERN FXOnegananeT 710423465 FINANCIAL. LLC ouchOpl 21-No/-2013 2040%42014 25-Nov-2014 (1.060.000.00) USD 21-Nov-2013 2041ter.2014 2541ov.2014 (A0002) USD 21-Nw.2013 26Nov2014 2541os-2014 (21,M(100) USD 21-Nov-2013 20.Nov.2014 2541e/.2011 I21.000 MI USD 101.030.000 0 0 0 FY JPY JPY FY SHCAT LONG LONG LONG EUROPEAN EUICPEAN EUROPEAN EtPCPEAN CALL 1010000 0.0000 0.0000 0.0000 :23 C.16 4:i) )2.68510 10.020.14 7,81384 Subtotal: 7.472 63 Commodltles • Base Metal Derlonrilves Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) 3%5194367/ SOUTFERN CommodbOpEu 778126395 FINANCIAL. LLC ro ElaseMetal 03-Apr-2014 CIF>Occ-20I4 06Oec-2014 SHORT EUROPEAN CALL XCU I8.7W.COD 00) USD (50 001MT25 0 7.000 0000 (3156`.819! Subtotal: (34501819; Statement ID : 182298_20140521_20140522_1 Total: (338,145.56) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112291 SDNY_GM_00258475 EFTA01454283