EFTA01454309

e an raup SOUTHERN FINANCIAL, LLC Request 182298 As of 29 May 14 29 May 2014 Page 2 Of 2 Eisubchs Bank AO SOUTHERN FINANCIAL, LLC Trade ID Counterparty Trade Type Settlement NotCcy Trade Date Maturity Date Date NotAmt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644351 SOUTHERN FxEurcepl 710423459 FINANCIAL. LLC 3663644957 SOUTHERN FXOneBanDneT 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3arOneT 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnef3ananeT 710423465 FINANCIAL. U.0 ouchOpt 21-Nor-2013 20.10%42014 25-Nov-2014 (1.060003 00) USD 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 21-Nor-2013 2611ov2014 25-Nov-2014 (21,M0 001 USD 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.0IXI MI USD 101.030,000 0 0 0 FY JPY JPY FY SHORT LONG LONG LONG EUROPEAN EUICPEAN EUROPEAN Etna:SAN CALL 1010000 0.0000 0.0000 0.0000 ;21 1511 47i 12.04867 9,273 95 7.02824 Subtotal: 6.68739 Commodltles • Base Natal Dertvatives Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 Not.Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) 3%5194367/ SOUTFERPI Commodity:btu 778126395 FINANCIAL. LLC ro ElaseMetal 03-Apr-2014 (X>Occ-20I4 D9Dec-2014 SHORT EUROPEAN CALL XCU te.7W.COD 00) USD (.50 001MT25 0 7.000 0000 (352.69;81i Subtotal: (35269331; Statement ID : 182298_20140529_20140530_1 Told: (346,106.42) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112332 SDNY_GM_00258516 EFTA01454309