EFTA01454574

r 14, e an roup SOUTHERN FINANCIAL, LL. Request 182298 As of 30 Jun 14 ntr, r7r°17-T"' aka 30 Jun 2014 Page 2 Of 2 Oudfls Bonk AO SOUTHERN FINANCIAL, LLC rx;ittitii'ini Trade ID Counterparty Trade Type Settlement Not. Coy Trade Date Maturity Date Date NotAnit 1 1 Not.Ccy Not.Amt 2 2 Long) Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC ExEurcepl EXOneBanDneT ou0hOpt FXOneBarOneT ouchOpt EXOneBanOneT ouchOpt ExEuroOpl bEuroCpt 2141a-2013 2041ov-2014 25410%42014 (1.000 OW: USD 21-No,42013 20-Nov-2014 25-Nov-2014 (21.0002) USD 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,M0 00) USD 21-Nov-2013 20-Nov-2014 254404014 (21.000 MI USD 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR 101.030.000 0 0 0 (13,450.000 00) (13.800,000.00) JPY JPY JPY FY USD USD SHORT LONG LONG LONG SHORT LONG EUROPEAN EUROPEAN EUROPEAN EtPCPEAN ELRCPEAN ELRCPEAN CALL PUT CALL 1010000 0.0003 0.0000 0.0000 1 3450 1.3803 :' 294 87! 11.50487 8,36106 5,952 40 ;38.48293) 68.427 49 Subtotal. 38 36B 02 Commodities • Sue Metal Dettratins Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity NotAmt 1 NoLCcy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC Commodity0pEu ro 0aseMeial 03-Apr-2014 OS-Dec-20i 4 05-Dec-2014 SHORT EURCPEAN CALL XCU (8 TE0,01t A USD i50 00) MT25 0 7.000 0000 (37194! OD) Subtotal: !J, I , 4 Statement ID : 182298_20140630_20140701_1 Total: (333572.99) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112756 SDNY_GM_00258940 EFTA01454574