EFTA01454639

Deur, SIVICAO 034/ 2014 Page 2 Of 2 /MS SOUTHERN FINANCIAL, LLC PX • Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644X' SOUTHERN FxEurcOil 21-Nor.2013 20.10%42014 25.11ov.2014 (1.030003 00) USD 101.030.000 JPY SHOAT EUROPEAN CALL 1010000 (18.63625) 710423459 FINANCIAL. LLC 366364435/' SOUTHERN FXOneBerOneT 21-Nov.2013 20-1104014 25-110/.2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0003 9.17134 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3arOneT 21-No/.2013 20.11ov.2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0030 6,39166 710423463 FINANCLAL. LC ouchOpt X6364436/ SOUTHERN FXOnef3aiOneT 21-Nov-2013 20.Nov.2014 25.Nov.2014 121.000 eel USD 0 SY LONG EtRCPEAN 0.0000 4,406 10 710423465 FINANCIAL. LLC ouchOpt 407339131/ SOUTHERN FiEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 03) USE) SHORT El-FICPEAN PUT 1 3450 :40 5.80 Xt 806424249 FINANCIAL. LLC 40733913V SOUTHERN FiEuroCp1 06-Jun-2014 08-Sep.2014 10-Sep-2014 10,000,000 00 EUR (13800.000.00) USD LOW ELRCCEAN CALL 1.380D 49.267 46 806424264 FINANCIAL, LLC Subbtal: 10 019 71 11 1111 1111 Not.Ccy Not Ccy Trade ID DealGrouplD Counterparty Trade Type Trade Date Eft Date Maturity Date NotAmt 1 1 NotAmt 2 2 DElPays OBReceives MTM(USD) 395494367/ 395494367817575 SOUTHERN FixedCashflosis 0244.2014 02-X1-2014 0440-2014 :344.637501 USD r344 637 uso (344 N3 27) 817575517 517 FINANCIAL. LLC Subtotal: (344 643 27: Bat (33023.56) Statement ID: 182298_20140702_20140703_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112899 CONFIDENTIAL SDNY_GM_00259083 EFTA01454639