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efta-01454999DOJ Data Set 10Other

EFTA01454999

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DOJ Data Set 10
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efta-01454999
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
To: Cc: Tazia Smith/db Date: 08/05/2014 02:24 PM Subject: FMI [C] classification: confidential Jeffrey - thus far you've bought 24,230 FMI @ S23.1913. Mkt is currently above your limit (423.38 x $23.43). we're working with a $23.25 top, please let me know if you wish to raise your limit. Thank you, vahe (Embedded image moved to file: pic28073.gif) vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New Tel. Fax + Mobil Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: Tazia smith To: "vahe Stepanian" Date: 08/05/2014 01:33 PM Subject: Fw: [C] Classification: Confidential Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 113510 CONFIDENTIAL SDNY_GM_00259694 EFTA01454999

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