EFTA01455037

Transactions by Type of Activity Process/ Settlement Date Activity Type Description Ouantit Price Maud Interest Amount Omen Dividends and Interest 07131114 MONEY MARKET FUND DINS GOUT CASF IN STL 64.85 LSD INCOME RECEIVED 233993682 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 64.85 Taxes Withheld 07/31/14 NON-RESIDENT ALIEN TAX NRA TAX WITHHELD ON DVYSGOVT CAST INSTL -19.46 LSD 233993682 Total Taxes Withheld- UNITED STATES DOLLAR 0.00 -19.46 Cash Withdrawals and Deposits 07/24/14 FEDERAL FUNDS SENT FAIRWINDS CREDIT Uhl -3.400D0 LSD USD999997 Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 -3,400.00 Money Market Funds 07101114 MONEY FUND REDEMPTION DWS GON(T CASF IN STL 1912 LSO US0999997 07124/14 MONEY FUND REDEMPTION DWS GOVT CAS? 'ASTI. 3,400.00 LSD USD999997 07131114 MONEY MARXET FUND DYVS GOUT CAS? 'ASTI. INCOME RE1NVESTED -64.85 LSO REIN VESTM ENT 233993682 Total Money Market Funds - UNITED STATES DOLLAR 0.00 3,354.87 Total Value of Transactions 0.00 0.26 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: MS TAZIA SMITH 345 PARK AVENUE 14TH FLOOR NEW YORK NY 10154 Contact Information Telephone Number: (212) 454.2889 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST Ih FIRST OLT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OLT Default Method for all Other Securities: FIRST IN FIRST OLT Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform ation. 1,114:1 Account Number: J EPSTEIN VIRGIN ISLANDS Go paperless AZKA•OUTC °tuner Re4e4 F.t..1)(01 oinv ts•WV )00; rAjor COPNAUNICA710,45 Page c of 5 a.tillj“led./10.•••ACJ.A.!.. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0113551 SDNY_GM_00259735 EFTA01455037