EFTA01455089

PT.: e an SOUTHERN FINAN Request 182298 As of 06 Aug 14 a at"' 06 Aug 2014 Page 2 Of 2 Deulths Bank AO SOUTHERN RNANCIAL, LLC PS • OiSbes Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435/ SOUTHERN FxEurcCgl 21-Nok2013 2041o/2014 25.11ov.2014 (LOCO WO C0; USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :2,.!2 38 .:- .1 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 20.No4014 2541o/2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0000 5.94974 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Nov-2013 20.Nov2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 3,83092 710423463 FiNANCIAL. LC ouchOpt 366364436/ SOUTHERN FXOnef3aeOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121:000 061 USD 0 FY LONG EtPCPEAN 0.0000 2,47753 710423465 FINANCIAL. LC ouchOpt 407339131/ SOUTHERN FxEuroOpl 06-Jun-2014 08Sep.2014 10-Sep2014 10.000.03000 EUR (13450.000 00) USD SHORT EIPICPEAN PUT 1.3150 ,'25.187541 806424249 FINANCIAL. LLC 40733913V SOUTHERN FxEuroCgt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,00000000 EUR (13800.000.00) LSD LONG ELRCPEAN CALL 13800 595.88 806424264 FINANCIAL. LLC Subtotal: 1132.572 251 Isitat (132,572.25) Statement ID : 182298_20140806_20140807_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113614 SDNY_GM_00259798 EFTA01455089