EFTA01455307

e an SOUTHERN FINAN Request 182298 t, As of 28 Aug 14 P77,77:5777.77 Ana, 28 Aug 2014 Page 2 Of 2 Deutsch* Berk AO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 366364436, SOUTHERN FxEurcepl 21-Noe2013 20410).42014 2541ov.2014 (1.20060 00) USD 101.030.000 FY SHORT ELRCPEAN CALL 1010000 :2 c,:ii f.,1 i 710423459 FINANCIAL. LLC 366364436, SOUTHERN FXOneBatOneT 21-N4w-2013 20-1400014 25-Nov.2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0003 2.93971 710423461 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3arOneT 21-Noe2013 2011ov.2014 25.Ntne2014 (21,20 00) USD 0 JPY LONG EUROPEAN 0.020 1,871.68 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3a4OneT 21-Nov-2013 20Nov.2014 25.Nov.2014 (21.000 MI USD 0 PT LONG ElRCPEAN 0.0000 1,209 94 710423465 F I14ANCIAL • U.0 ouchOpt 40733913V SOUTHERN FxEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.000.03060 EUR (13,450.000 03) USD SHORT ELIRCPEAN PUT 1 3450 (275.4708N 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FvEurcCpt 06-Jun-2014 08-Sep-2014 10Seµ2014 10,06000000 EUR (13.80020.00) USD LONG ELRCPEAN CALL 13860 1.22 806424264 FINANCIAL, LLC 418822243/ SOUTHERN MuroOpt 12-Aug-2014 12-Aug.2015 14.Aug.2015 75,000,600.00 USD (4602.000060.00) an SHORT EUROPEAN PUT 6.1603 (254.038.97) 834462396 FINANCIAL. LLC Subbtat (55323419; latali (553,234.79) Statement ID: 18229820140828201408291 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114014 SDNY_GM_00260198 EFTA01455307