EFTA01455322

PO ea 1775, Werra. M3 21N3 Demisoc Son. Mate WWII. Manaterteat one. <wrap Gme OfriSthe I. Setwain Inc Nw Vokallto 3411.vb a,oIw. ifen 'kw Now *AP. MY 10154 (10141.4.1181.1113%/ 7.14 09, Valuation at a Glance Account Number: Statement Period: 08/0112014 This Period Year-to-Date SOUTHERN FINANCIAL LLC Beginning Account Value 9103,635,665.44 $90,573,050.28 6100 RED HOOK QUARTER 83 Net Cash Deposits and Withdraaals -273.000.00 9837.542 15 ST THOMAS VI 00802 Adjusted Previous Account Value 103,362,665.44 100,410,592.43 Dividends, Interest and Other Income 439.623.39 2 417 791 02 Net Other Activity 0.00 Net Chan ,e in Portfolio 417,409.86 riding Account Value S104 219.698.69 $104,219,698.69 Your Client Advisor: Estimated Annual Income 53,64136803 TAZIA SMITH Asset Allocation Prior Year•End Last Period This Period Alloation USO Cash. Money Funds. and Bank Deposits 18.295.949 71 30.329.970 74 34.850.094.30 33 44% 1450 Fixed Income 27,736.972 38 23,923.091 06 19,591,460.64 18 80% Non4,30 Axed Income 10,227,309 46 7.759.787 00 7.722.321 25 741% USD Equities 30,410519.65 41,232,354 98 38,644,087.25 37 08% Non-LSD Equities 3,137,192.74 0.00 3,027,344.00 2.90% Non-LSD Cash. Money Funds and Bank Deposits 402,106 34 390.461.66 384.391 25 0.37% Other 363.000 00 0.00 0.00 0 00% Account Total (Pie Chart] 990,573,050.28 9103,635,665.44 9104,219,696.69 100.00% See the Asset Ali:cation Dscbsure and Footnotes section for important information regarding your Asset Allocation. ' Go paperless 4„ ARY.)i.r Otivtg, j e."'N' Please review your allocabon Assets of less than 1% of holdings will not display on this pe chart. Page 1 of 20 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00260218 DB-SDNY-0114034 EFTA01455322