EFTA01455329

Portfolio Holdings (continued) U.S. DOLLARS (continued) Date •'sired Quantity Unit Cost Equities (continued) Common Stocks (continued) BANK OF NEW YORK MELLON CORP COM Dividend Option: Cash 06/25114 250.000.000 BIOGEN IDEC INC COM Dividend Option: Cash 02/14/12 '.I FACEBOOK INC CL A Dividend Option: Cash 05/17112 M1 17,500.000 FOUNDATION MEDICINE INC COM Dividend Option: Cash 01/13114 25,000.000 08/05114 24,830.000 Total Covered 49,830.000 Total 49,830.000 GENERAL ELECTRIC CO COM Security Identifier: GE Dividend Option: Cash CUSP 369604103 04/23/13'.x1 23,000.000 21.5700 496,109.08 25.9800 GENERAL M TRS CO COM Security Identifier: OM Dividend Option: Cash CUSP 37045V100 11/18/10' 10,988.200 36.4010 399,978.16 34.8000 12109110' 86,536.800 36.8180 3,185,969.22 34.8000 Total Noncovered 97,525.000 3,585,947.38 Total 97,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02/05/14 03/07/14 Total Covered Total 8,100.000 P MORGAN CHASE & CO COM ISINAUS46625111005 Dividend Option: Cash 07/14105 4,353 000 SANOAM 0 BIOSCIENCES INC COM Dividend Option: Cash 2,095.000 36.3060 119.5490 38.0000 27.5070 23.2530 Cost Basis Market Price Market Value Unrealized Gain! Loss Estimated Estimated Annual Income Yield Security Identifier: BK CUSP. 064058100 9,076,406.00 39.1800 Security Identifier: BlIB CU SIP: 09062%103 250,454 95 343.0400 Security Identifier: FB CU SIP. 3030314102 665,000.00 74.8200 Security Identifier: FM I CUSP 350465100 887,863.50 23.2700 571,373.02 23.2700 1 285 036.52 9,795,000.00 718,668.80 1.309.350.00 581,750.00 517,794.10 1,159,544.10 718,594 00 468,213.85 644,350 00 ,105,913.50 421.08 -105,492.42 170,000.00 1.73% $1,285,036.52 5,000 000 3,100 000 8,100.000 79.2810 798120 $3,585,947.38 Security Identifier: GILD CUSP. 375558103 396,407 00 107.5800 246,797.00 107.5600 643 204.00 $1,159,544.10 597,54000 382,389.37 3,011,480.63 3,393,670.00 $3,393,870.00 537,800.00 333.436.00 871,236.00 -$105,492.42 101,430.92 -17,588.79 -174,488.59 -192,077.38 -$192,077.3$ 141,393 00 86,639 00 228,032.00 $0.00 20,240.00 3.38% 13,185.84 3.44% 103,844.16 3.44% 117,030.00 $117,030.00 pore7;,,,,t5F,C'e,1 0044-,NY, $643,204.00 Security Identifier: PM CUSP 46625H 100 488.4840 2.126.372.76 59.4500 Security Identifier: SGM 0 CUSP. 800677106 Account Number: SO L ThERN FINANCIAL LC $871,236.00 25878585 Cio paperless Ara *OUT C. ODJVII1V $228,032.00 -1,867,586.91 Rated EV.Ient f vw Yaw tone• .}.001 DALOAR RATED COMMON ICATK,I6 eXallENC? $0.00 6.964.80 2.69% Page 8 of 20 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00260225 DB-SDNY-0 1 14041 EFTA01455329