EFTA01455358

PC) Boc 1776. Baltimore MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired Quantity Unit Cost Equities (continued) Common Stocks (continued) SAN OAM 0 BIOSCIENCES INC COM (continued) 05/26/13'.13 50,000.000 6.4440 SANTANDER CONSUMER USA HLDOS INC COM Dividend Option: Cash 01/23/14 1,000.000 24.0000 TWITTER INC CON Dividend Option: Cash 11/07/13 1,500.000 26.0000 Total Common Stocks Preferred Stocks (listed by expiration dare) ALLY FIN L INC PERP PFD FIXED/ FLTG RATE SERA CALLABLE COUPON 8.5% PERPETUAL MATURITY CALLA 25 05/15/16 Dividend Option: Cash 02/03/12 %II 46,600.000 02/09/12'.17 80,000.000 Total Noncovered 126,600.000 Total 126,600.000 OM AC CAP TR I OT0 TR PFD SECS SER 2 8 125% FIXED FATE I FLTG Dividend Option: Cash 02/22112 ',I 3 80,000.000 23.5350 ROYAL BANK SCOTLAND GROUP PLC SPON ADR REPSTG SER T FOF SH 5 COUPON 7.25% PERPETUAL MATURITY CALL. 25 05/14/14 Dividend Option: Cash 10124/12 '. 13 40,000.000 01/07/13'.13 40,000.000 01/14113'.13 40,000.000 19.3820 20.1250 O64n 23.7900 24.4400 24.8800 DrAne Ran. Ornate Wealth Mar" enniii Coe,ry•Cf.P De.:vneDW lewnes Int lade sr.. 'a 10154 Statement Period: 0 8/0112 01 4 .08/31/2014 Cost Basis Market Price Market Value Unrealized Gain/ Lott Estimated Estimated Annual Income Yield 422,214.00 14.3000 Security Identifier: SC CUSP 8028311101 24.000 00 18 6200 Security Identifier: RI TR CUSP. 901841102 39,000 00 49.7500 715,000 00 18.620 00 74,625 00 292,786 00 •5.380.00 35,625.00 600.00 3.22% $26,462,845.59 $28,131,657.25 $1,668,811.66 51,233,251.03 Security Identifier: ALLY PRB CUSIP:02005N308 903,217.51 27.2700 1,270,782.01 367,584 50 99.025.00 7.79% 1,610,000.00 27.2700 2,181,599.99 571,599 99 170,000.00 7.79% 2 513 211 51 3,452,382.00 939,164.49 269,025.00 $2,513,217.51 $3,452,382.00 5939,164.49 $269,025.00 Security Identifier: ALLY PRA CLISIP. 381880208 1,882,773.80 26.8999 2,151,992.00 269,21840 162.500.00 7.55% Security Identifier: RBS PRT CUSP. 780097713 951.600 00 25.6800 1,027,199.99 75.599 99 72,500.00 7.05% 977.600 00 25.6800 1,027,199.99 49.599 99 72,500.00 7.05% 995.200 00 25.6800 1,027,200.02 32,000 02 72,500.00 7.05% Account Number SO TI-ERA FINANCIAL LLC Cio paperless A.Sit Aq,R i otuvtar Rett0 E•csaient f Very Yaw Wne• .},001 DAISIAR RATED COMMON iCATK,I6 eXallENC? awn: .,,,ear: Page 9 of 20 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00260263 DB-SDNY-0114079 EFTA01455358