EFTA01455367

Bond Maturity Schedule Bond Maturity Market Value % of Bond Market Value 1 to 6 months 1 050.400 00 4% LI I to 5 years 4 402.500 00 16% 6 to 10 years 6 895,650 00 25% Over 10 years 14.965 231 89 55% Total 27,313,781.89 100% Bond Quality Percentages of bond market values are rounded to the nearest whole percentage. Bond Duality Market Value % of Bond Market Value BAA 5.620.000 00 21% Percentages of bond market values are BA1Lower 19 744 214 20 72% rounded to the nearest whole percentage. Not Rated 1.949.567 69 7% Total 27,313,181.89 100% Client Service Information Your Client Advisor: TD5 Contact Information TAZIA SMITh 345 PARK AVFALE 14Th FLOOR NEW YORK NY 10154 Your Account Information Telephone Number: (212] 454.2889 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IX FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OLT Default Method for all Other Securities: FIRST IN FIRST OLT Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace wfiere your position was purchased as the 'Market Price." Securities for which a price is not available are marked "'WA"" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAD and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. Account Number N46-023804 SO TrERN FINANCIAL LLC Go paperless 4 „ :,-";:::?:::...,,,,, CAL BAR PA1 ID COmmtri I ~~•,"/ I sm i r.wr OM Page 18 of 20 Wigetiw lon.arn Pwawa Ile. • .Adoi. a ...win.. •4•11•••• ahn.: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114088 CONFIDENTIAL SDNY_GM_00260272 EFTA01455367