EFTA01455465

Account s ACCOUld Shad Name. EPSMN Symbol I CUSIP WAMU3515294 939336520 TWTR 901841102 SV143861776 81760NAN9 SGMO 800677106 SC 80283M101 Res PRT 780097713 POVA3854937 P780714AF2 MBLY $51488117 LYG4 115459 539439AG4 1Y63818427 G4S15PP48 LYG.MT G5433I3BG8 WM4135538 46625HHA1 1P144054719 48126NVE4 /PM /662514100 H03692321 42210PAQ5 HNT 42222G108 GM 37045V100 GILD 375558103 GE 3864337 3696225/46 GE 369604103 FMI 350465100 FS 30303M202 ELMK.AA 270321AC6 EIX.AA 842400FU2 97717W852 DWGI MMFDWGI 8K 064058100 6118 09062%103 6053990764 06739FNK0 SA[3311881 12669DY51 BAC.HDX 060505018 ASNA 04351G101 ARIA 04033A100 APO 037612306 ALLY PRB 02005N308 ALLY PM 361860208 AAPL 037833100 PAL 01172015 P 20 99QADTZQO AAL 01172015 C 20 99QADTZ)) Sec. Description WASHINGTON MUT MTG SECS CORP 2001•RA2 MTG PASSTHRU CTF CL C-13•1 VAR RATE 6.972% 07/25/33 BE DTD 06/01/04 N/C TWITTER INC COM SERVICEMASTER CO SR NT • CUSIP FULLY EXCHANGED FROM OW CUSIP 81760NAL3 8.000% 02/15/20 EWE DTD 02/13/12 CLB SANGAMO BIOSCIENCES INC COM SANTANDER CONSUMER USA HLOGS INC COM ROYAL NC SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPN-7.25% FREQ QRTLY PERP MTY CALLO25 ANY W/30 D NOTICE PETROLEOS OE VENEZUELA NOTES SENIOR ISIN•X50460546525 5.000% 10;28/15 REG OTO 10/28/09 NC MOBILEYE NV AMSTELVEEN ORD 5115 ISINiitil_0010831061 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS ISIN•USS39439AG42 7.500% 09/27/88 B/E DTD 04/07/14 CLB LLOYDS TSB BK PLC EURO ISSUE MEDIUM TERM NOTES ISINIXS0717735822 9.875% 12/16/21 REG OTD 12/16/11 CL8 CLB LBG CAPITAL NO 1 PLC 144A ISIN*X50473106283 8.000% 09/15;88 REG DTD 12/15/09 CLB CLB 06/15;20 0100.000 )PMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER I FIXED TO FLTG RT BD 7.900% 04/29/49 BE DTD 0423/08 CLB CLB /I/MORGAN CHASE 8 CO MEDIUM TERM NTS CAPPED CONTINGENT BUFFERED EQUITY NTS 0.000% 10/16/11 B/E DTD 09/27/13 )P MORGAN CHASE 8 CO COM ISINSUS16625H1005 HEADWATERS INC GTO SR NT 7.625% 04/01/19 BYE OTD 03/11/11 CIES CLB 04/01/15 9103.813 HEALTH NET INC COM GENERAL MTRS CO COM GILEAO SCIENCES INC GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125%06/12;62 B/E OTD 06/12/12 CLB CLB 06/15/22 #100.000 GENERAL ELECTRIC CO COM FOUNDATION MEDICINE INC COM FACE800K INC CL A EARTHUNK INC GTD SR NT FULLY EXCHANGED CUSIP FROM 270321A66 8.875%05/15/19 BE DTD 05/17/11 CLB CLB 05/15/15 SOUTHERN CALIF EDISON CO PREF SER E 6.250%02/01/22 BE DID 01/17/12 CLB CLB 02/01/22 0100.000 WISOOMTREE TR JAPAN HEDGED EQUITY FD DWS GOVERNMENT CASH INSTL BANK OF NEW YORK MELLON CORP COM BIOGEN IOEC INC COM BARCLAYS BK PLC CONTINGENT CAP NT ISINSUS06739FHK03 7.750% 04/10/23 BE DTD 04/10/13 CLB CLB 04/10/18 0100.000 COUNTRYWIDE HOME LOANS SER 03-1 CL B1 4.090% 03/25/33 BE DTD 01/30/03 N/C BANK AMER CORP PERP NON COMULATNE OEP 5145 FIXED TO FLOAT 8.125% 04/30/58 B/E OTD 04/30/08 CLB CLB 05/15/18 ASCENA RETAIL GROUP INC COM ARIAL, PHARMACEUTICALS INC APOLLO GLOBAL MGMT LLC CL A 5145 ALLY FINL INC FIX TO FIT DIV.8.50% FREQ-QTRLY CALLABLE 9 25.00 ON A QTRLY BASIS AFTER 05/15/2016 GMAC CAP TR I GTO TR PFD SECS SER 2 CPN- 8.125% FREQ QRTLY MAN-02115/2040 CALL ANYTIME O2S W/30 DAYS BEGINS APPLE INC COM PUT 100 AMERICAN AIRLS GROUP INC COM EXP 01-17-15020.000 OPTION ROOT- AAL CALL 100 AMERICAN AIRLS GROUP INC COM EXP 01.17.15920.000 OPTION ROOT- MI. Quantity Position Val. Sec. Type PosRion Meld I UWE Val. I Acct. Type I Trans. Type I Last Pricey Price Date Chg. 1,290,000 648 526.81CORPORATE BOND US0 648,526.810CASH Long 87.0130 1,500 79.125.000OMMON STOCK USD 79,125.000CASH Long 52.750009/10/2014 13:05:04 ET 2.. 1,440,000 1,540,800.OOCORPORATE BOND USD 1,540,800.000CASH Long 107.0000 50,000 648,500.OOCOMMON STOCK USD 648,500.000CASH Long 12.970009/10/2014 13:05:02 ET 0.81 1.000 19.160.0000MMON STOCK USD 19,160.000CASH Long 19.160009/10/2014 13:05:02 ET -0.19 120,000 3.010.600.00PREFERRED STOCK USD 3,040,800.000CASH Long 25.340009/10/2014 13:04:02 ET 0 02 2,500.000 2,123.125 03CORPORATE BOND USD 2,128,125.000CASH Long 85.1250 800 44,603.OOCOMMON STOCK USO 44,608.000CASH Long 55.760009/10/2014 13:05:03 ET -0.84 1,903,030 1.962,463.75CORPORATE BOND USD 1,962,468.7SOCASH Long 103.1250 1,500,030 1,755.06,3.0000RPORATE BOND USO 1,755,000.000CASH Long 117.0000 1,200030 1.306,800.OOCORPORATE BOND USD 1,306,800.000CASH Long 108.9000 5,000,000 5.'32.500.000ORPORATE BOND USO 5,187,500.000CASH Long 109.7500 1,000,000 1,064,5C.O.COCORPORATE BONO USD L064,500.000CASH Lang 106.4500 2,903 17 STOCK USD 172,409.170CASH Long 59.390009/10/2014 13:05:04 ET 0.33 1,000000 1,052.500 COCORPOIRATE BOND US0 1,052,500.000CASH Lang 105.2500 25,000 1,163,CO3.0000MMON STOCK USD 1,163,000.000CASH Long 46.520009/10/2014 13:05:01 ET -0.68 97,525 3,246,607 25COMMON STOCK US0 3,246,607.250CASH Long 33.290009/10/2014 13:05:04 ET 0 ?2 8.100 872.775.000OMMON STOCK USO 872,775.000CASH Long 107.750009/10/2014 13:05:02 ET 1 86 2,000,000 2; 345,000.0000RPORATE BOND USD 2,345,000.000CASH Long 117.2500 23,000 59J,540.000OMMON STOCK USO 597,540.000CASH Long 25.980009110.12014 13:05:03 ET 003 19.830 1,133,117.2000MMON STOCK USO 1.138,117.200CASH Long 22.840009/10/2014 13:04:01 ET 0 63 17,500 1,357,125.0000MMON STOCK USD 1,357,125.000CASH Long 77.550009/10/2014 13:05:04 ET cula 1,000.000 1,020.000.00CORPORATE BOND USD 1,020,000.000CASH Long 102.0000 3.000,000 3,305.640.OOCORPORATE BOND USD 3,305,640.000CASH Long 110.1880 60,000 3.084,600.OOCOMMON STOCK USD 3,084,600.000MARGIN Long 51.410009/10/2014 13:05:03 ET 0.81 20,413,989.2800 20,413.989.28MONEY FUND 20,413,989.280CASH Long 1.0000 250,000 9,760,000.0000MMON STOCK US0 9,760,000.000CASH Long 39.040009/10/2014 13:05:02 ET 025 2,095 696,126.6000MMON STOCK USD 696,126.600CASH Long 332.280009/10/2014 13:05:03 ET 5.45 300,000 332,250.OOCORPORATE BOND USD 332,250.000CASH Long 110.7500 1,500,000 896,613.2000RPOCLATE BOND US0 896,643.200CASH Long 85.9530 2,000,000 2,205,000.000ORPORATE BOND USO 2,205,000.000CASH Lang 110.2500 70,500 1,199,910.000OMMON STOCK US0 1,199,910.000CASH Lang 17.020009/10/2014 13:02:04 ET 0.08 16,535 95,903.OOCOMMON STOCK USD 95,903.000CASH Long 5.800009/10/2014 13:05:03 FT 0.05 263,157 6,228,926.19COMMON STOCK USO 6,228,926.190CASH Long 23.670009/10/2014 13:05:03 ET 0.12 126,600 3:418.200.00P REFERRED STOCK USD 3,418,200.000CASH Long 27.000009/10/2014 13:03:05 ET -0.04 80.000 2,132,000.00PREFERREO STOCK USO 2,132,000.000CASH Long 26.650009/10/2014 13:04:03 ET -0.04 164,000 16,519,720.000OMMON STOCK US0 16,519,720.000CASH Long 100.730009/10/2014 13:05:04 ET 2.74 -1,000 -7,000.000PTION USO -7,000.000SHORT Short 0.070009/09/2014 0.00 1,000 1.705, 000. 00 OPTION USD 1,705,000.000MARGIN Long 17.050009/09/2014 0.00 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00260424 DB-SDNY-0 114240 EFTA01455465