EFTA01455468

Account4 Account tUton ~it EPSTEIN Symbol CUSIP )PH4135538 46625HHA1 )PHSX 48121L510 IPMT.M 46262EAE5 653471173 3624207X5 DWGI MMFDWGI C PRK 172967341 BTU.GF 704549AE4 BAC.HDX 060505DT8 Sec. DecdplIon )PMORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SER 1 FIXED TO FLTG RT BO 7.900% 04/29/49 8/E DID 04/23/08 CLB 3P MORGAN FLOATING RATE INCOME FUND SELECT SHARES IPAYMENT INC Mt SR NT 10.250% 05/15/18 B/E DTD 11/15/11 CLB CLB 05/15/15 0105.125 GS MTG SECS CORP 2005.5F MTG PASSTHRU ar CL EL1 VAR 5.751% 06/25/35 B/E DTD 05/01/05 N/C DWS GOVERNMENT CASH INSTL CITIGROUP INC DEP SHS REPSTG 1/1000TH PEG SER K DIV 6.875% PERPETUAL MATT PERPETUAL. CALL 11/15/23025.00 PEPBODY ENERGY CORP SR SIT 7.375% 11/01/16 B/E DTD 10/12/06 N/C BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED TO FLOAT 8.125% 04/30/58 WE DTD 04/30/08 CLB CLB 05/15/18 clowibly Position Sec. Type -{ Position Held I USDE Val. Acct. Type I- Trans. Type r Last Prica;1 Priam Date 3,000,000 3,292,S00.00CORPORATE 80ND USD 3,292,500.000CASH Long 109.7500 212,495.1830 2,131,326.69MUTUAL FUND USD 2,131,326.685CASH Long 10.030009/09/2014 20:00:03 ET .0.01 500,000 432,500.0000RPORATE BOND USD 432,500.000CASH Long 86.5000 1,500,000 1,168.494.63CORPORATE BOND USD 1,168,494.630CASH Long 96.9820 9,907,025.6100 9,907,025.51MONEY FUND 9,907,025.6IOCASH Long 1.0000 79,000 2,0.S0.070 00PREFERRED STOCK USD 2,080,070.000CASH Long 26.330009/10/2014 13:05:00 ET -0.09 1,200,000 1,293,O00,ODCORPORATE BOND USD 1,293,000.000CASH Long 107.7500 3,000,000 3,307.500 COGORPORATE BOND USD 3,307,500.000015H Long 110.2500 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0114243 CONFIDENTIAL SDNY_GM_00260427 EFTA01455468