EFTA01455571

e an SOUTHERN FINAN Request 182298 As of 17 Sep 14 I h. AIMS 17 Sep 2014 Page 2 Of 2 Debra Bat AO SOUTHERN FINANCIAL, LLC 9:4-00444 Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644354 SOUTHERN FxEurcepl 21-No.42013 20-Nov-2014 25.11ov.2014 (LOCO WO Cl4.4 USD 101,000.000 FY SHORT EUROPEAN CALL 1010000 ::!ESC r.'4! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.000D 662.97 710423461 FINANCIAL. LLC oudlOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ok2014 2541o4014 (21.030 DOI USD 0 JPY LONG EUROPEAN 0.00DD 440.24 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOneBanOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.01XI001 USD 0 FY LONG EtPCPEAN 0.0000 29459 710423465 FINANCIAL.U.0 ouchOpt 418622243/ SOUTHERN FxEuroOpt 12-Mg-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (4Q000.0® oo) cmi SHORT ELRCPEAN PUT 6.1600 ;220 231 83) 8344623% FINANCIAL. LLC Subtotal: (279 429 as: Etat (279,428.88) Statement ID: 18229829140917_20140918_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114404 SDNY_GM_00260588 EFTA01455571