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efta-01455703DOJ Data Set 10Other

EFTA01455703

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DOJ Data Set 10
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efta-01455703
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Dsubchs Bark AO SOUTHERN FINANCIAL, LW 03 Oct 2014 Pap 2 Of 2 Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not.Ccy 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Putt Call Strike Price MTM(USO) SOUTHERN FxEurcC,l 21.Nov.2013 20.11ov.2014 25.11ov.2014 N .003 CO0 00; USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :19 80,11:..!! FINANCIAL. LLC SOUTHERN FINANCIAL. LLC FXOneastOneT ouchOpt 21-Nov.2013 20-Nov-2014 25-Nov.2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 219.19 SOUTHERN FINANCIAL. LLC FXOnef3arOneT ouchOpt 21-Nw.2013 20.11ov.2014 25-Nos-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.0000 146.15 SOUTHERN FINANCIAL. LLC F XOneflooOneT ouchOpt 21-Nov-2013 20.Nov.2014 25-Nov-2014 (21.000 MI USD 0 FY LONG EIPCCFAN 0.0000 97.70 SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) aft SHORT ELRCPEAN PUT 6.1600 ,'% Ti‘58th FINANCIAL. LLC Subtotal: 076127 34! 1St Statement ID (276,127.34) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114616 CONFIDENTIAL SDNY_GM_00260800 EFTA01455703

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