Case File
efta-01455962DOJ Data Set 10OtherEFTA01455962
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01455962
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
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Exhibit A
CFTC IM SEGREGATION ELECTION LETTER
To: Deutsche Bank AG ("Swap Dealer")
(insert email address)
Capitalized terms used in this letter have the meanings specified in the CFTC IM Segregation Right
Notice referenced below unless otherwise defined.
I.
Confirmation of Receipt of CFTC IM Segregation Right Notice.
Counterpartys hereby confirms that its Collateral Contact6 received Swap Dealer's CFTC IM Segregation
Right Notice.
II.
Initial Margin Segregation Election.
Counterparty makes the following election with respect to IM posted on behalf of Counterparty in
connection with any Uncleared Swap between Swap Dealer and Counterparty that is executed by the
entity executing this election letter after delivery of this election letter to Swap Dealer (or, if' such
delivery is before the Compliance Date, on or after the Compliance Date): (check one)
Counterparty hereby elects to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this first election, certain documentation,
including a tri-party custodial agreement that meets the requirements of the CFTC Segregation
Regime, must be put in place. After the Compliance Date, choosing this election may prevent
Swap Dealer from entering into Uncleared Swaps with Counterparty until such documentation is
in place.
Counterparty hereby elects not to require IM Segregation in accordance with the CFTC
Segregation Regime. Note: If Counterparty chooses this second election Counterparty is free to
make or retain other arrangements for 1.41 Segregation. This election will not impact
Counterparty's existing segregation arrangements or negotiations. if any.
5 "Counterparty" means each account, client, fund, investor, and/or other principal on behalf of whom this CFTC
IM Segregation Election Letter is executed.
6 "Collateral Contact" means an officer responsible for the management of collateral, or, if no such party is
identified by Counterparty, the Chief Risk Officer of Counterparty, or if no such officer, the Chief Executive
Officer, or if none, the highest-level decision-maker for Counterparty.
CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0 115000
CONFIDENTIAL
SDNY_GM_00261184
EFTA01455962
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SWIFT/BIC
ELECTIONSWIFT/BIC
SEGREGATIONWire Ref
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