EFTA01456068

SOUTNERN I) FaINAN n er, LLC As of 43 Nov 14 13 Nor 2014 Page 2 Of 2 Deals:ha Be* AO SOUTHERN FINANCIAL, LLC MC • Opaora Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FxEurcept 21-Nov2013 20.flov.2014 25-Nov-2014 (LOCO COD CO: USD 101000.000 JPY SHORT EUROPEAN CALL 101 0000 .22277x+241 FINANCIAL. LLC SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0000 0.00 FINANCIAL. LLC otchOpl SOUTHERN FXOneBarOneT 21-Nor-2013 20flov2014 25-Nov-2014 (21.0)0 00) USD 0 JPY LONG EUROPEAN 0.0000 000 FINANCIAL. LLC ouchOpl SOUTHERN FXOnef3atOneT 21-Nov-2013 20-Nov 2014 25•Nov.2014 121.000 061 USD 0 JPY LONG EtPCPEAN 0.0000 0.00 FINANCK.U.0 ouchOpt SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14-Aug-2015 75.00000000 USD (462000.000 00) CM-I SHORT El-RCPEAN PUT 6.1600 (26^2.5077) FINANCIAL. LLC Subtotal: (391.12s. 01! Etat (390129.01) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0115150 SDNY_GM_00261334 EFTA01456068