EFTA01456088

e an SOUTHERN FINAN Request 182298 As of 18 Nov 14 I h. ate. 18 Nov 2014 Pap 2 of 2 Deulszhe Bat AO SOUTHERN FINANCIAL, LLC OS • OpSoss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEurcept 21-Noo.2013 20-Nov-2014 25-Nov-2014 (1.0OD COD CV, USD 101,000.000 JPY SHORT EUROPEAN CALL 1010000 1.'340i:361i 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUROPEAN 0.0000 0.00 710423461 FINANCIAL. LLC oikhOpl 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ov2014 25-Nov-2014 (21,M0 00) USD 0 JPY LONG EUROPEAN 0.00DD 000 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN EXOnef3atOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 001 USD 0 JPY LONG EtPCPEAN 0.0000 0.00 710423465 FINANCIAL.LLC ouchOpt 418622243/ SOUTHERN FoEuroOpl 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) Chit SHORT EIPCPEAN PUT 6.1600 (301,711571 8344623% FINANCIAL. LLC Subtotal: (435)4516; Baal: (435,745.18) Statement ID : 1822982O141118_2O141119_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0115172 SDNY_GM_00261356 EFTA01456088