Case File
efta-01456480DOJ Data Set 10OtherEFTA01456480
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01456480
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
The purpose of this letter agreement (this "Confirmation") is to confirm the terms and conditions of
the Transaction entered into on the Trade Date specified below (the "Transaction") between
Deutsche Bank AG, acting through its London branch ("Party A" or "Deutsche") and [insert
counterparty name] ("Party B" or "Counterparty"). This Confirmation constitutes a "Confirmation"
as referred to in the ISDA Master Agreement specified below. This Confirmation constitutes the entire
agreement and understanding of the parties with respect to the subject matter and terms of the
Transaction and supersedes all prior or contemporaneous written and oral communications with
respect thereto.
DEUTSCHE BANK AG IS NOT REGISTERED AS A BROKER DEALER UNDER THE U.S.
SECURITIES EXCHANGE ACT OF 1934. DEUTSCHE BANK SECURITIES INC. ("DBSI") HAS
ACTED SOLELY AS AGENT IN CONNECTION WITH THIS TRANSACTION AND HAS NO
OBLIGATION, BY WAY OF ISSUANCE, ENDORSEMENT, GUARANTEE OR OTHERWISE WITH
RESPECT TO THE PERFORMANCE OF EITHER PARTY UNDER THE TRANSACTION. AS
SUCH, ALL DELIVERY OF FUNDS, ASSETS, NOTICES, DEMANDS AND COMMUNICATIONS
OF ANY KIND RELATING TO THIS TRANSACTION BETWEEN PARTY A AND PARTY B SHALL
BE TRANSMUTED THROUGH DBSI. DEUTSCHE BANK AG, LONDON BRANCH IS NOT A
MEMBER OF THE SECURITIES INVESTOR PROTECTION CORPORATION (SIPC).
1.
This Confirmation supplements, forms a part of and is subject to, the ISDA Master
Agreement dated as of [insert date of Master Agreement], as amended and supplemented from
time to time (the "Agreement"), between Deutsche Bank AG and Counterparty. All provisions
contained in the Agreement govern this Confirmation except as expressly modified below.
The definitions and provisions contained in the 2006 ISDA Definitions (the "2006 Definitions") and in
the 2002 ISDA Equity Derivatives Definitions (the "Equity Definitions" and, together with the 2006
Definitions, the "Definitions"), in each case as published by the International Swaps and Derivatives
Association, Inc. are incorporated into this Confirmation. In the event of any inconsistency between
the 2006 Definitions and the Equity Definitions, the Equity Definitions will govem. In the event of any
inconsistency between either set of Definitions and this Confirmation, this Confirmation will govern.
References herein to a "Transaction" shall be deemed to be references to a "Swap Transaction" for
purposes of the 2006 Definitions.
2.
The terms of the particular Transaction to which this Confirmation relates are as follows:
General Terms:
Trade ID:
Trade Date:
Effective Date:
Termination Date:
Shares:
RIC Code:
Exchange:
Related Exchange:
Calculation Agent:
Equity Amounts Payable:
Equity Amount Payer:
Number of Shares:
Equity Notional Amount:
Equity Notional Reset:
Type of Return:
Initial Price:
Final Price:
1
The final (or only) Cash Settlement Payment Date, which is
expected to be [insert date].
All Exchanges
Party A
Party A / B
[Applicable / Inapplicable]
Price Return / Total Return
The official closing price per Share quoted by the Exchange
as of the Valuation Time on the [relevant] Valuation Date
converted into the Settlement Currency by the Calculation
Agent]
Confidential
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
SDNY_GM_00261868
DB-SDNY-0115684
EFTA01456480
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SWIFT/BIC
CORPORATIONSWIFT/BIC
DEUTSCHESWIFT/BIC
EXCHANGESWIFT/BIC
INVESTORSWIFT/BIC
RELATINGSWIFT/BIC
TRANSACTIONWire Ref
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