EFTA01457129

1 2 3 4 5 6 7 8 14-Jan SFLLC Paul Morris 14-Feb SFLLC Paul Morris S 14-Feb STC Paul Morris S 14-Mar SFLLC Paul Morris S 14-Apr SFLLC Paul Morris 14-Apr STC Paul Morris 14-May SFLLC Paul Morris 14-Jun SFLLC Paul Morris 5,684 46 1,644.70 4,740.00 6,464.65 3,489.96 9,179.71 435.00 12,500.00 9 14-Jul SFLLC Paul Morris S 174.00 10 14-Aug SFLLC Paul Morris 2,344.80 11 14-Sep SFLLC Paul Morris 11,610.00 12 14-Sep STC Paul Morris S 12,572.24 13 14-Oct SFLLC Paul Morris S 4,087.18 14 14-Oct STC Paul Morris 1,251.15 15 14-Oct HAZE Paul Morris 2.941.98 16 14-Nov HAZE Paul Morris 9,058.02 17 15-Jan HAZE Paul Morris S 399.87 18 15-Mar HAZE Paul Morris 5 4 625 23 2014 Revenues 88 177 85 2015 Revenues S 5 025 10 Thank you, Vahe Vahe Stepanian Assistant Vice President I Key Client Partners Deutsche Bank Securities Inc. All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 116536 CONFIDENTIAL SDNY_GM_00262720 EFTA01457129