EFTA01459393

20Jan 2016 Page 2 Of 3 Dwindle Bark AG db Ticket Counterparty Ref. Entity Put/ Call Expiry Date NotAmt Not.Ccy Quantity Strike Price Spot Price Implied Volatility Fair Price MTM(USD) NY•618176 SOUTHERN TLVTR N FINANCIAL. LLC CALL 27Jan-2016 389662000 use 100 000 389662 166900 136 6374 0 000 348 Subtotal: 348 FX • Spat DealGroupID Counterparty Trade Type Trade Date Maturity Date Settlement Date Not.Ccy NotAmt 1 1 NotCcy Not.Arnt 2 2 DBPays DBReceives BuySell MTM(USD) 5250355531 1152041897 541138357/ 1152067540 SOUTHERN FXSpol 18-Jan-20I6 FINANCLAL.LLC SOUTHERN FXSpol 184an-2016 FINANCLAL, LLC 20-aan2016 20-Jan-2016 20-Jan•2016 20-Jan-2016 1,117,346.346 JPY ( l r 7'346 345) JPY (11,540.4:0.0W0 KRW DB_Pays_JPYDB_Receives_ KRW 11.540.400.00000 KRW DB Pays_JPYDB_Recerves_ KRW BUY SELL ( .740 74) 85.740 74 Subtotal: FX -Conant DealGroupID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotCcy Not.Amt 1 1 Not.Ccy Not.Amt 2 2 DBPays DBReceNes BuySell MTM(USD) 541152780/ 1151341035 SOUTHERN FXFcrivard 15.Jan,2016 FINANCIAL. LLC 20•Jan•2016 20-Jan-2016 ;&93,2±0 401 USD 104,723,895 JPY SELL (4 322 14) Subtotal: BONY-Swap Hybrid db Ticket Counterpart' Ref. Entity Put/ Call Expiry Date Not Amt Not.Ccy Not.Amt 2 Not.Ccy2 Strike Price MTM(USD) 612676 SOUTHERN TVvTR N FINANCIAL LLC 01-Feb.2016 ,..0.1:(;) USO 22 5300 5eo 4a9 33 Statement ID: 182298_29160119_20160120_1 Subtotal: 585 469 33 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0119758 SDNY_GM_00265942 EFTA01459393