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efta-01459880DOJ Data Set 10Other

EFTA01459880

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DOJ Data Set 10
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efta-01459880
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Trading Disruption: Exchange Disruption: Early Closure: Disrupted Day: Index Adjustment Event: Index Cancellation: Index Modification: Exchange Disruption, which In either case the Calculation Agent determines Is material, at any time during the one hour period that ends at the Valuation Time in respect of the Related Exchange; or (c) an Early Closure. For the purposes of determining whether a Market Disruption Event exists in respect of the Index at any time, if a Market Disruption Event occurs in respect of a Component Security at that time, then the relevant percentage contribution of that Component Security to the level of the Index shall be based on a comparison of (x) the portion of the level of the index attributable to that Component Security to (y) the overall level of the Index, in each case using the official opening weightings as published by the Index Sponsor as part of the market "opening data". Any suspension of or limitation Imposed on trading by the relevant Exchange or Related Exchange or otherwise and whether by reason of movements in price exceeding limits permitted by the relevant Exchange or Related Exchange or otherwise: (i) relating to any Component Security on the Exchange in respect of such Component Security; or (ii) In futures or options contracts relating to the Index on the Related Exchange. Any event (other than an Early Closure) that disrupts or Impairs (as determined by the Calculation Agent) the ability of market participants in general to effect transactions in, or obtain market values for (I) any Component Security on the Exchange in respect of such Component Security; or (ii) futures or options contracts relating to the Index on the Related Exchange. The closure on any Exchange Business Day of the Exchange in respect of any Component Security or the Related Exchange prior to its Scheduled Closing Time unless such earlier dosing is announced by such Exchange or Related Exchange (as the case may be) at least one hour prior to the earlier of: (i) the actual closing time for the regular trading session on such Exchange or Related Exchange (as the case may be) on such Exchange Business Day; and (II) the submission deadline for orders to be entered into the Exchange or Related Exchange system for execution at the relevant Valuation Time on such Exchange Business Day. Any Scheduled Trading Day on which: (I) the Index Sponsor falls to publish the level of the index; (II) the Related Exchange fails to open for trading during is regular trading session; or (III) a Market Disruption Event has occurred. Calculation Agent Adjustment, provided however, where it Is not possible to produce a commercialy reasonable result - at the discretion of the Calculation Agent, "Cancellation and Payment" shall apply, in which case the provisions of Section 11.1(b)(C) of the Equity Definitions shall apply Calculation Agent Adjustment, provided however, et the CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0120632 CONFIDENTIAL SDNY GM_00266816 EFTA01459880

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