Case File
efta-01460581DOJ Data Set 10OtherEFTA01460581
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01460581
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Joshua Shoshan
Sent:
12/16/2013 10:49:45 AM
To:
Caroline Kitidis I
Michael laquinta
CC:
Zbynek Kozelsky
• Chip Packard I
; Haig Ariyan
Mathew Negus I
I; Donald Summer
Subject:
ECM carve out to KCP client ICJ
Attachments: pic25059.gif; pic24588.gif; pic24449.gif; pic05765.gif
Classification: confidential
Greetings, Caroline, Chip, Haig. Tazia and I discussed this case this
morning.
The proposal from Tazia is that Mr. Epstein would indicate for
certain deals, and that he be allocated shares on these transactions from the
"KCP allocation".
You can see the history below.
As this is the first such
case, it is proposed that Mr. Epstein be allocated 50bps of the shares
allocated to wealth Management for the deals in which he participates? Do you
agree, and will you kindly respond so that Mike Iaquinta and the rest of us
are aware of this arrangement?
Please also let us know if you have questions or concerns.
Best regards,
--Josh
Joshua Shoshan
Director
Markets Coverage Group
Deutsche Bank Securities Inc.
Private Wealth Management - Americas
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154
offic
cell
E-Fax
646 808 3499
original message
From: Tazia Smith
sent: 12/13/2013 05:34 PM EST
To: Joshua shoshan
Subject: Fw: [C]
classification: confidential
Hi Josh - Let's circle up on this on Monday and strategize the best solution.
Let me know when works for
Thanks!
Tazia
Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM
From:
Caroline Kitidis/db/dbcom
To:
Tazia Smith/db/dbcom@DBAMERICAS,
Cc:
Paul Morris/db/dbcomODBAMERICAS
12/13/2013 11:43 AM
Subject:
Re: [C]
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0121932
CONFIDENTIAL
SDNY_GM_00268116
EFTA01460581
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Fax
Fax
646 808 3499Phone
646 808 3499Forum Discussions
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