EFTA01460634

Key Client Partners (KCP) Americas In Kevenue i racket' I- orecast Surnmani Key Client Partners Americas KCP Americas Revenue Tracker 2014: Target $85MM KCP Americas Total Revenue 2012 5(MM) s(Mw) Tonal Revenue 2013 S(MM) 14 Revenu- YTD witch Target Budget 2014 VaR 1%1 29.7 236 4.3 40.0 261 234 12 320 22.1 22 0.2 6.5 00 0.5 0 6.5 Total Revenue 57.9 49 7 6.7 86.0 Total KCP US Re nut (1(2114) a014 YTD W.1) 2014 Ma thly Budgel WM) VaR 5(MM) 06 18 04 0.6 (0.2) 06 09 0.6 (0.61 Total 4.3 2.5 1.9 WIC US (1014) Tot it Revenue 014 YTD SIM 2014 Monthly Budget SIMM) VaR 5(MM) 0.0 05 i05í 01 05 041 1 1 05 06 05 05i Total 1.2 2.0 (0.8) KCP KCP-A Americas Sales (10214) PM location Net Res /Des 5(ATM) Transaction Product Bucket TOM DM ' TCR Various Varous 0 7 Aviation Pevale Markel.. DM Genus 345P 0 7 Rader Capital Matkels TOR Farrell., Greenwich 12 at receivable Shuttered Firdtilendeg TOR Westhoff Chicago 15 TRS Capital Markets JC 0 2 Swap Capital Markets LC 114 4.1 COS Capital Markel,. Deutsche Asset 3 WeaKti Management 45.0 •Revenue Tarr* 'Actual Anne* 40.0 USO (Mia) 1151)(MM) 36.0 • 30.0 26.0 20.0 - 15.0 10.0 - 5.0 - it 11 IL [.. Jan Feb Mai 161 Apr May Jun 20 Jul 90.0 Aug Sep 30 Oct Nov Dec 461 Total 80 0 70 0 60 0 50.0 40.0 30.0 il 20 0 10.0 i KCP US gu l — Ill W1C LATAM KCP II LATAM Total Revenue • Total Revenue 2012 S(? .I) 29.7 rs Total Revenue 2013 5(6161) 23.6 2014 Revenue YTO 5(MM) 4 3 • 2014 Budget 6(74M) 40.0 Key Client Partners - Delivering expettise & solutions to sophisticated investors 26.1 2.1 0.0 57.9 23 4 2 2 0.5 49.7 12 02 57 320 65 6.5 85.0 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122032 CONFIDENTIAL SDNY_GM_00268216 EFTA01460634