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efta-01460682DOJ Data Set 10Other

EFTA01460682

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Preline Monday March 24. 2014 KCP Weekly Business Review Revenue-Pipeline deals-Transactions closed-Client updates-Trade ideas Client Trade KCP US Denim / Mies Nadal IADCA Stock Loan 2 GH Palmer Associate TRS tor real ~ate Ølomn 3 JHAC Propre Troop, financing lase resat 4 Ohm CASS. RB Olsen Develaprrent (MarmItAlostrtalely) 5 Jews, Fenest Toro Spilka 3.0 6 Angekr Tsakopourin 545rmi loan ve.576rren Water Rights Centre« (20yr) 7 Pram Fansly Office VWAPdialegue (MAT) • Block Tiede 8 EnTnist Treasuries on rØ and long SW 9 WS« Ron Puerto Rem 5y TRS 10 Roteel SlAwnen Pt Management (SF)E) Webs (Y-PA4 PACE financing & Retread ongrnsbaniowcetunely 12 lloyvestliN Amen Hotel Equity (Capita rand) 13 Inland Real Beale PACE bond popram .10twat1HAC 10 Tobacco bonds Ticket Size pe Sir, elm Revenue Dolt, Stomata° Annual NNA Revenue 1820 COD 55% 7Ø000 545mrn 1 500 000 05% 1 000 000 TBD 5,000,000 75% TBD $20rrrn 1,000,000 75% 1,0000) $20.30nsm 500000 10% TOO TOO 1.400.0W 75% 1n 5454vn loan 500.000 50% TBD TOO 360,000 50% 500,030 575Ornm 2.500.030 50% 000000 $100nen 3,000.000 50% 1000000 Ongrang 500000 25% 50a000 TOO 1,030,000 20% 50:1,000 55Onsin 1,000.030 20% In TOO TBD TBD TOO TBO TBD TEO TOO Retatienthip Manager Channel Office KCP Mies Nadal Cheryl Pallor Brn writer Elisabah Schreiber Vireos Ed Lok Careen Bernhard Patricia Bennett Relmet Lardy Tern Solvela Ed Lok Venous Tim Riley Weems PCS PB PCS PCS PCS PB PB PB PCS PB PB PEVPCS PCS PCS Now York Thanes °Rorke Los Angeles Taro *nth Boston David Mann Los Angeles Tam Smell NY. MIA David klam Sin %met° Taro Smell Las Angel« David Menn Los Angeles David Mann Palm Beach David Merin New York Tate Sno San Frinoteco Tsr &nth Varian Puce McDermott New York David Mann Venous David Item Cecnt Ltcrctra 1,,;‘“Sizr " ReVeriLe Evtn'Acd MJA Ihrlat err. Cnn-ruri cc, MCP KCP LATAM Plittellen / Noble 2 Angolan Famety 3 Send Containy 4 Bellord 5 Rini:Wien 6 Rotsus Butperen. Fansly Stars 9 Signature Capital W Tendencia Asset Management /I Arizona F . el CRE KernLATIUM Peal. MN,. C.r.t. Ur •.IPf ond rgrruLtn'LL: Nctnr. FLU 121 • • {Et Rows: POP III WAM CLO croon THL CIO Ceont Tr: ap WIC US Pipeline / Corporate Erecutive 15k Shares 2 Var ous SOF ill Feeder Fund 3 MS Employee Reek hedging a rreneazabon 4 Pearl Morahan% (COW Equity Beck Trade (NADI) 5 New dead Fx Long/Shed (USOJPY. USDIAXM 6 Venous SOF Ill Feeder Fund 7 Ferrell Caplet SOF III Feeder Fund Mea:tent 8 Cash a bonds, ettuetured notes 9 Corptinge Single Meek hedging a wonstrason 10 Nev. client Estate ~ban mod eterrede Product Focus Food Income portfolio Structured notes Bond partleero weda cross currency overlay ~elect linked note Rrucbsed note welch into dtSeleet linked note CRCCI Altered Ø Feed Income ~oh, US Capable Loanstel-0/Loan Funds Leveraged os lo Sbockired Notes Equity Snap 3.460.000 51Orryn 75000 SlGnn W OW 5305Orrm 300000 55errn 100000 5,5nm 100.000 $1015mm 200,000 $100nrn 200003 53050emi 300.030 110(20mn 100,003 52Orrn 75,000 $75mn 20W,000 r",,t Si:,' 115k farm 550nen 50 2n-rn 200.000 SlOrrrn $2.3rrm $5rrm 100,000 $115•20nni 513rern iMMM.§ 2.450.040 250,000 250,0» TOO 503.000 500000 I 03 030 TOO 100,000 TOD 250.000 500030 95% 10% 95% 50% TOO For internal use only NW. Mien» Braun Panne LOW Paticee Lecn Cnsban Gonzalez Cretan Gonzalez Mercedes Sarmecke Jan Eddieks Paereto Leon Anenu Braun Joseph homo Ma Soso Carle* Arnzuneta 520rtrn Russell Daulton 534rrrn Brian Currey Ganen Banking Team PWM PWM PIMA PYJM PWM PWM PWM PWM PWM ~IA DMA Mean Miam Miami Miarre Mien NY Hamburg Miami Miami NY Genrne nr en.r.nurl rrn, 2agurerChaves IagurplChaves 2agurylChaves IsgurpOtaves ZedurpOseves 2agureChaves ZegurpChaves 2sgurerChaves 2aguiyOraves InuttiChaves PB Meares Joseph Cotton Brian Hartngten PB San Francisco Brian Harrington Chris Qua ria•a ro Vahe Step/Nan Joseph Cotton Joshua Shaine., PB New York Coro Quarlmaro New York Cnne Quanta ro Cans Quarlararo CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 122120 SDNY_GM_00268304 EFTA01460682

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