EFTA01460718

From: Caroline Kitidis [ Sent 5/1/2014 10:55:04 AM To: Diego Galan CC: Chip Packard • Haig Ariyan Subject: Re: Platinum Client reviews with ME on Friday May 1 -U.: am t i 1 Attachments: Platinum level clients.xlsx Classification: Confidential Diego. Thanks for sending this. haven't gotten the meeting on my calendar so please if you could send mtg. request. Of the names you mentioned below, we have relationships with them all. Sec quick summary below of what we've done w them thus far YTD. - Kaiser (M. McCarthy) - Yes. traded Futures with in Q1 (don't have deep relationship here) - Santo Domingo (Roberto Mendoza) - No KCP relationship - Arnold (Fink / Germann) - Yes, in process of doing FUN transaction (building relationship) - Stemlicht (S. Dhody) - Yes. Spitfire and HUD TRS in Q1 (stronger relationship) Also. I included the platinum list below, of the 22 "existing clients" on the Platinum list we have relationships within KCP with 6. bolded in the file (Hinkle. Case. Koch. Kaiser. Catsimatidis, Stemlicht, W-Ross). On the lists of 9 prospects. we have relationships with I. Joe Lewis, but he is an existing client, not sure why the "prospects" aren't on the existing client list. John Arnold (Centerus) which you mentioned isn't on this list but we do work with them. Some of the others we speak to but have not onboarded them as of yet. There are some clients and prospects who are not here but maybe should be? John Arnold Dan Loeb Louis Bacon Leon Black Jorge Perez Tisch Family Steinbrenner Family (See attached file: Platinum level clients.xlsx) Kind regards. Caroline Kitidis Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. i Mobil Ema PARsticria-1-tx Perfiron CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122169 CONFIDENTIAL SONY GM_00268353 EFTA01460718