EFTA01460720

• • Date: 04/29/2014 09:41 AM Subject: Platinum Client reviews with MF on Friday May 9th 10-11:30am [C] classification: confidential Caroline, Michele will be discussing some WM Americas relationships on Friday May 9th (10-11:30am); we are working with the Bankers / CAS to develop a few pages showing the existing business with the client and key opportunities. The presentation will be led by the Banker / CA, and meeting participants will include: Michele, Chip, Haig, Salman, Karim Barrada, and you (and any specific product person if needed). The goal of the meeting is to identify / discuss key opportunities and seek for Michele's help if needed. Could you please let me know if you have recently been in conversations with the Bankers / CAs for the relationships below to be covered: - Kaiser (M. McCarthy) - Santo Domingo (Roberto Mendoza) - Arnold (Fink / Germann) - Sternlicht (S. Dhody) I will share the client review document sometime this week to get your thoughts. Thanks, Diego (Embedded image moved to file: pic25133.gif) Diego Galan Head of Strategy Wealth Management Americas DB securities Inc 345 Park Avenue, 10154-0004 New York, NY, USA (Embedded image moved to file: pic29337.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122173 CONFIDENTIAL SDNY_GM_00268357 EFTA01460720