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efta-01460841DOJ Data Set 10Other

EFTA01460841

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DOJ Data Set 10
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efta-01460841
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EFTA Disclosure
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From: Sent: To: CC: Subject: Haig Ariyan 11/13/2014 3:33:41 PM Joshua Shoshan Caroline Kitidis Packard Re: KCP 101: Also,now we have a 50k 1O1 from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) II] • Daniel Sabba ; Tazia Smith ; Donald Summer Thomas ORorke Matt Glassman ; Michael laquinta ; Chip Classification: For Internal Use Only The allocation is too small for another set of clients to carve off the top, unless Epstein is not indicating for this deal. From: Joshua Shoshan Sent: Thursday, November 13, 2014 03:32 PM To: Joshua Shoshan; Haig Ariyan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: KCP ICI: Also,now we have a 50k IOI from Hart for PGRE; follow up on Hart Acquisitions/Watson IOI 30k shares for Virgin America (VA.US) [I] Classification: For IMemal use only Greetings, Haig. Have you decided about Hart and their order for VA? That deal is tonight. Also, they have an 1O1 in for PGRE of 50K. That deal is next week, and we are only 5%. However, that deal is 131mm shares. Mike, do you have any sense of what we can see there? Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. From: Joshua Shoshan Sent: Wednesday, November 12, 2014 2:38 PM To: Haig Ariyan; Tazia Smith; Donald Summer Cc: Caroline Kitidis; Thomas ORorke; Matt Glassman; Daniel Sabba; Michael Iaquinta; Chip Packard Subject: RE: KCP ICI: Hart Acquisitions/Watson ICI 30k shares for Virgin America (VA.US) [I] CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 122413 CONFIDENTIAL SDNY_GM_00268597 EFTA01460841

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