EFTA01460977

USPB relationships by size tier - size tier in EUR - data in USD Row Labels # % of total Relationships relationships CBV Q1 2015 % total Revenue Q1 CBVs 2015 (USD) % of total Revenue LADEW PATRICIA 1 0% 4,461,627 0% 18,981 0% KAHN STEPHEN 1 0% 4,422,457 0% 15,761 0% MILROD DONNA 1 0% 4,401,275 0% 9,988 0% PANU TRUST 1 0% 4,400,000 0% 14,630 0% ROACHE EDWARD F 1 0% 4,382,948 0% 23,614 0% MCGILVRAY JOYCE 1 0% 4,369,291 0% 8,976 0% BRIZOLIS DEMETRI 1 0% 4,363,084 0% 16,248 0% CULLMAN HUGH S 1 0% 4,353,220 0% 15,505 0% TENEDIOS 1 0% 4,350,519 0% 2,843 0% FORD BEATRIZ 1 0% 4,336,183 0% 8,811 0% SACKLER MORTIMER 1 0% 4,330,938 0% 6,360 0% GOLDBERG MARC S 1 0% 4,330,634 0% 8,646 0% MARK MONROE C 1 0% 4,323,167 0% 15,007 0% SINGH SARJIT 1 0% 4,319,697 0% 9,978 0% GEORGE MCCABE 1 0% 4,317,985 0% 26,750 0% TERENCE CARDINAL 1 0% 4,310,564 0% 10,183 0% KIRSTEIN STEVEN 1 0% 4,305,682 0% 6,196 0% PASCHALL NORMAN 1 0% 4,289,500 0% 10,410 0% AUERBACH HERMAN 1 0% 4,286,197 0% 8,427 0% MATTHEWS JOANNE B 1 0% 4,285,095 0% 12,776 0% AKHTARZAD SHIRIN 1 0% 4,285,014 0% 9,331 0% GOLDMAN STEVEN 1 0% 4,283,991 0% 4,523 0% FREEZE 1 0% 4,270,000 0% 7,749 0% MARION JR JAMES 1 0% 4,268,545 0% 14,956 0% KUPPERMAN M DAVID 1 0% 4,238,743 0% 7,672 0% GITTENS GERALD 1 0% 4,217,933 0% 12,555 0% D'ALBERT MARGARET 1 0% 4,213,666 0% 9,422 0% HOLZER NORBERT 1 0% 4,202,264 0% 6,549 0% FERRER JESSE F 1 0% 4,200,000 0% 58,439 0% OFFUTT BERTHA Y 1 0% 4,195,498 0% 693 0% BOMONTI RALPH 1 0% 4,193,937 0% 10,978 0% MORSMAN JOSEPH J 1 0% 4,189,351 0% 12,477 0% TRUST FUND A UNDER 1 0% 4,179,287 0% 12,597 0% SANDFORD SR 1 0% 4,178,303 0% 1,684 0% LALLO STEVEN 1 0% 4,169,202 0% 299 0% DILLON HL 1 0% 4,162,868 0% 13,702 0% NOURI FAMILY 1 0% 4,154,261 0% 764 0% FAITH COMMUNITY FDT 1 0% 4,134,155 0% 7,519 0% ERNST PAUL 1 0% 4,133,590 0% 9,385 0% NICHOL JOSEPH 1 0% 4,127,619 0% 13,958 0% FISH FAMILY 1 0% 4,115,085 0% 8,517 0% JHAC LLC 1 0% 4,115,000 0% 16,701 0% JACK D MCCARTHY JR 1 0% 4,106,250 0% 26,721 0% LOEB CLEMENCE V 1 0% 4,101,757 0% 14,445 0% OCTAGON 1 0% 4,090,299 0% 7,005 0% CHASE FAMILY 1 0% 4,074.791 0% 7,112 0% BARNUM JUDY 1 0% 4,072,322 0% 6,464 0% JEANNE L MCROBERTS 1 0% 4,054,442 0% 10,478 0% COLTON ANNE M 1 0% 4,051,546 0% 14,136 0% FIORAVANTI WILLIAM 1 0% 4,047,484 0% 2,094 0% MATCOVICH CHRIS 1 0% 4,032,447 0% 1,757 0% SELIGMAN LINDA 1 0% 4,014,194 0% 11,881 0% 811 WILSHIRE LLC 1 0% 4,013,919 0% 17,244 0% THE TOWER COMPANIES 1 0% 4,005,795 0% 1,573 0% 17/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0122748 CONFIDENTIAL SDNY_GM_00268932 EFTA01460977