Case File
efta-01461233DOJ Data Set 10OtherEFTA01461233
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01461233
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Asset
& Wealth Management
1
Xilble F I Xf
11COITIC
DWS Floating Rate Fund
Share class:
A I DFRAX
C DFRAX
Morningstar Rating2
Wining:ON Use* Liar: Cahngskly
Overall tating
Con S
Inad: atm A
*
*
*
tdcreesgetai. IAA Ratings are hissirical end
do not guarantee future results. The
were la 143
and US fond:, to Ito Eank titan ,nVaery &Jong ex
Oyeralf. [fuelled, end frefnycS, meets, Rat ly° are
tithed en of4, ge0FSIVI gofooname Thy (phial
rating for a fend it a wfr.rted sonar of the ratmat
for the time 0000dS incixated. Ratings ere 3 stars for
3.yeat and 4 nm for Steal genet. Leaa.actutteg
ratzeme arc 2 stars Su 3.saer and 3 GUM for 6.yeer
primal
Objective
The fund soeirs to provide high current
income
Strategy
Now may be an attractive time to consider
floatingwea loans, given their potential to
help combat today's unique market
challenges, including potentially rising
interest rates and higher inflation. Several
key attributes—floating coupons, seniority in
capital structure and how assets are
secured— dillerentiate I loating. rate loans
from other fixed income securities and help
make them good overall diversifiers in a
fixed-income portfolio The fund uses a
diversified investment approach, is menaced
by an experienced investment warn and has
a strong track record.
(lund dath as al 3e,mil
Fund inception date
Total nevi assets
Morningstar Category
II of kinds in category
0/2812007
$3.20 billion
Bank Loan
143
INST I OFRTX
S I DFRPX
Cr oMh of a $10,000 investment in Clots A chafes from (V28/07 to 9/30/13
Sin
hn,
113
11111=1111111a=111111=111
3rd Chisitor 7013
910
on I
0/12
0/13
•
0W8 Fleeting Sete Fund 512.560
■ SZPILSTA Leveraged Loan Index $13,450
&alma 111su-sdre Snot &Moth Management Incisdes ArnveAtn,n; of VI skstnntosorn 3,0s:span fa, to ntoonmern cola
charge of 2 76%. resulting in e net initial investment of 59.725
rah or
A
3.33%
429%
5.44%
7.20%
Na
4.17%
6128/07
C
4.17%
4.68%
6.57%
3.47%
&'28/07
Adjusted lot maximum sales charge.
A (max 2 75' o load)
0.4f7n:
2.00%
4.47%
6.00%
n/a
331%
6/28/07
C (MM. 1 0.0' CDSC)
4.17%
4.68%
6.57%
n/a
3.47%
6/28/07
Other share classes..
INST
3.48%
6 02%
6 76%
7.54%
ma
4.43%
Cd28107
a46%
4 95%
664%
7.44%
NA
4.35%
6.129407
StiPILSIA Leveraged
3.53%
5.00%
5.95%
8.20%
IVA
No
Na
Loan Index`
has of .9/..0131
or
A
858%
091% 1007% 4040% -2806%
Performance is historical and does not guarantee future results. Investment returns and principal
fluctuate so your shirrs may be worth more nr km; when redeemed. Currant performance may dither
from the data shown. Please visit www.dws.investrnents.com for the fund's most recent itionth.end
performance. Fund performance includes reinvestment el HI distributions. Index mita ns do not ieflect
lees or expenses and it is not possible to invest directly In an Index. Not all share classes are available to
all invest/Ai
the grins capansa tab° ni 114% for A shams. 1 9ii%hl C efonet, 0 9314 for INS? theme and 1 d1% for S trams The net
caws* lane ma 1 07% ion A shawl. I 92% lot C Owns. 0.52% fcaIN5T shales and 0 gs% for S thews arcs A C. INST
and i shown have a ccnt:ac teal %sten that low a theowh C9/30,2014. Without a *than. ration would twos bearr lever
and any isf,kesathatingn might ha,. bean lets favorstla.
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0 123141
SDNY_GM_00269325
EFTA01461233
Technical Artifacts (2)
View in Artifacts BrowserEmail addresses, URLs, phone numbers, and other technical indicators extracted from this document.
Domain
www.dws.investrnents.comPhone
2812007Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.