EFTA01462544

Subject: USDJPY 101 strike tri le no-touch & USDJPY 102.5 vanilla - updates (C) From: Tazia Smith < Date: Tue, 18 Mar 2014 09:36:17 -0400 To: jeevacationegmail.com Cc: Vinit Sahni < >, Nav Gupta Paul Morris < >, Classification: Confidential Jeffrey - Your USDJPY zero-cost 101 strike triple no-touch is up $4,507 mark-to-market. Matures in 8 mos, 11/ 20. Your USDJPY 102.5 strike call is down $76,687 mark to market. Matures in 1.5mos, 5/1. Initial details on both below. (Embedded image moved to file: pic16907.gif) Used with permission of Bloomberg Finance LP Mark to market source: DB Valuation Statement, 3/17/14 Forwarded by Tazia Smith/db/dbcom on 03/18/2014 09:29 AM From: To: Tazia Smith/db/dbcom jeevacation8gmail.com, Cc: Date: 01/31/2014 01:33 PM Subject: Trade Report 1/31/14 - 3mo short yen (CI Classification: Confidential , Paul Morris, Vinit Sahni/db/S Nav Gupta/db/IIIIIIII Jeffrey - Today you executed the following slightly near-the-money, 3mo USDJPY vanilla call for 1.94 (pulled the strike in from the 102.75 level shown to 102.50 since spot has come in since prior indic ative level). Counterparty SOFL EFTA01462544 TradeType EUR BuySell Client Buys Currencyl USD CP Call EFTA01462545 Notionall 10,000,000 Currency2 JPY Notional2 -1,025,000,000 Strike 102.50 EFTA01462546 ZoneCut NY: 10:00 hours (Local time i n New York) ExpiryDate Thu 01 May 2014 SettlementDate Wed 07 May 2014 FixingReference SPOT EFTA01462547 Premium 190,000 Premiumierms USD PremiumDate Tue 04 February 2014 EFTA01462548 From: Tazia Smith/db/dbcom To: jeevacationggmail.com, Cc: , Paul Morris, Vahe Stepanian/db/ Date: 11/21/2013 10:23 AM Subject: Trade Report 11/21/13 (USDcJPYp Zero Cost Triple One Touch) [CI Classification: Confidential Jeffrey - Today you executed the following for Southern Financial: BuySell Client Buys Currencyl USD EFTA01462549 CP Call Notionall 1,000,000 Currency2 'WY Notional2 -101,000,000 EFTA01462550 Strike 101.00 ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 SettlementDate Tue 25 November 2014 EFTA01462551 FixingReference SPOT Premium 44,800 Premiumierms USD PremiumDate Mon 25 November 2013 EFTA01462552 TradeType OT BuySell Client Sells Currencyl USD Notionall EFTA01462553 -21,000 Currency2 'WY ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate Thu 20 November 2014 EFTA01462554 SettlementDate Sue 25 November 2014 Barrier 99 BarrierDirection FixingReference SPOT EFTA01462555 Premium 16,500 Premiumierms USD PremiumDate Mon 25 November 2013 EFTA01462556 BuySell Client Sells Currencyl USD Notionall -21,000 Currency2 'WY EFTA01462557 ZoneCut NY: 10:00 hours (Local time in New York) ExpiryDate SettlementDate Barrier Thu 20 November 2014 Sue 25 November 2014 98 EFTA01462558 BarrierDirection Lower FixingReference SPOT Premium 15,000 Premiumierms USD EFTA01462559 PremiumDate Mon 25 November 2013 TradeType OT BuySell Client Sells EFTA01462560 Currencyl USD Notionall -21,000 Currency2 JPY ZoneCut NY: 10:00 hours (Local time in New York) EFTA01462561 ExpiryDate SettlementDate Barrier BarrierDirection Thu 20 November 2014 Tue 25 November 2014 97 Lower EFTA01462562 FixingReference SPOT Premium 13,300 Premiumierms USD PremiumDate Mon 25 November 2013 EFTA01462563 EFTA01462564 (Embedded image moved to file: pic27602.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Fax Email (Embedded image moved to file: pic23482.gif) EFTA01462565