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efta-01462885DOJ Data Set 10Other

EFTA01462885

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DOJ Data Set 10
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efta-01462885
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EFTA Disclosure
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Subject: Re: Trade Re ort 4/15/14 - NWIDE 6.875% CoCo [C] From: Tazia Smith < Date: Thu 08 Ma 2014 14:36:59 -0400 To: Cc: Nav Gupta Paul Morris < Vahe Stepanian Vinit Sathe <[email protected]> Classification: Confidential Rich - As discussed, quick update on this Nationwide 6 7/8, 3/49, trading -103.3 now (GBP up from -1 .675 on 4/14 to -1.695 today, as well). Jeffrey's P/L on this position is +$73.4k as of yesterday's close. From: Tazia Smith To: Cc: Vahe Stepanian Date: 04/15/2014 09:56 AM Subject: Trade Report 4/15/14 - NWIDE 6.875% CoCo (C] jeevacation0gmail.com, Paul Morris, Nav Gupt Classification: Confidential Jeffrey - Today you executed the following: B 2mm NWIDE 6 7/8 3/49 B 2,055,865.38 GBP vs. matched settlements of Speak Soon, Tazia @ 102 USD Q 1.672869 4/22 (holiday cal) Joseph Cothron (Embedded image moved to file: pic29721.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset a Wealth Management 345 4-0004 New York, NY, USA Tel Fax Mobi e Email Vinit SatheMMII (Embedded image moved to file: pic10983.gif) EFTA01462885 EFTA01462886

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