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efta-01467285DOJ Data Set 10Other

EFTA01467285

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efta-01467285
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EFTA Disclosure
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Subject: Re: Fw: SOF III New York Client Event March 3 [I] From: Andrew Gallivan < Date: Tue, 25 Feb 2014 10:31:35 -0500 To: Amanda Kirby ‹ > Cc: Paul Morris Classification: For internal use only Approved Regards, Andrew (Embedded image moved to file: pic02056.gif) Andrew Gallivan Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic26903.gif) From: Amanda Kirby/db/dbcom To: Andrew Gallivan/db/dbcom@DBAmericas, Cc: Paul Morris/db/dbcom@DBAMERICAS Date: 02/25/2014 10:06 AM Subject: Fw: SOF III New York Client Event March 3 [I] Classification: For internal use only Andrew, Paul would like toe extend invitations to the below clients/prospects. Please EFTA01467285 approve. Also, will the invitation be forwarded to us so that we can send? Richard Simon Arun Alagappan John Halleran Peter Gaslow Budd GOldman Sunil Jain Judy Kelly Marvin Shanker Charles Britton Jeffrey Epstein Chris Workman Dill Ayres Tony Persico John Fitzgibbons Ed Hyman William Howard Keenan Richard Leeds Peter Leidel Neal Milch Haresh Tharani Andrew Zaro Kind regards, Amanda Kirby (Embedded image moved to file: pic16806.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic26926.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby/db/dbcom on 02/25/2014 10:03 AM From: Paul Morris/db/dbcom To: Amanda Kirby/db/dbcom@DBAMERICAS, Date: 02/24/2014 09:54 AM EFTA01467286 Subject: Fw: SOF III New York Client Event March 3 [I] Classification: For internal use only can you get the invite so we can send to group of folks Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: Forwarded by Paul Morris/db/dbcom on 02/24/2014 09:54 AM From: Andrew Gallivan/db/dbcom To: USPWM Private Banker New York, Date: 02/21/2014 01:31 PM Subject: SOF III New York Client Event March 3 [I] Classification: For internal use only As has been discussed at our various meetings recently SOFIII is an important offering for DB this year. Ben Pace has also discussed its attractiveness as an investment especially for investors who want to invest at a point further along the J Curve for returns that exist with Private Equity Investments. Given all of the above it is incumbent upon all of us to identify clients in our books who should get exposure to this investment. There is a luncheon on Monday March 3 which is a great opportunity for clients to get a more in depth understanding of the fund. As of today we have no clients who are attending this event. Please focus on this over the next couple of days and develop a list of names for this event which can be approved so that invites can go out early next week. Thank you in advance for your attention to this. Regards, Andrew EFTA01467287 (Embedded image moved to file: pic12712.gif) Andrew Gallivan Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Mobile Email (Embedded image moved to file: pic25334.gif) EFTA01467288

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