EFTA01472401

Subject: FW: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) From: Vahe Stepanian Date: Mon, 23 Feb 2015 12:48:50 -0500 To: Paul Morris < Cc: Daniel Sabba Classification: For internal use only Fyi... Original Message From: Vahe Stepanian Sent: Monday, February 23, 2015 10:37 AM To: Roddy Moore; Andrew Xu Cc: Daniel Sabba; Troy-D Williams; Ariane Dwyer Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) Classification: For internal use only Thank you. Original Message From: Roddy Moore Sent: Monday, February 23, 2015 10:36 AM To: Vahe Stepanian; Andrew Xu Cc: Daniel Sabba; Troy-D Williams; Ariane Dwyer Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) Classification: For internal use only We're working on it. I'll follow up later today. Thanks. Roddy Moore Credit Risk Management Deutsche Asset 6 Wealth Management (P) 212-250-9590 Original Message From: Vahe Stepanian Sent: Monday, February 23, 2015 10:30 AM To: Roddy Moore; Andrew Xu Cc: Daniel Sabba; Troy-D Williams; Ariane Dwyer Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) Classification: For internal use only Roddy - following up on the below, I would like to square this away. Can you please let me know if there is a discrepancy in your systems per my conversation last week w ith Andrew? If not, can you please specify what triggered the initial margin call? It wasn't clear from the valuation reports, and the client will request details when we reach out to him. Thank you, Vahe Original Message From: Roddy Moore Sent: Friday, February 20, 2015 4:06 PM To: Vahe Stepanian; Andrew Xu Cc: Daniel Sabba; Troy-D Williams Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) Classification: For internal use only What potential discrepancy do you see? Roddy Moore Credit Risk Management Deutsche Asset 6 Wealth Management (P) 212-250-9590 EFTA01472401 Original Message From: Vahe Stepanian Sent: Friday, February 20, 2015 3:40 PM To: Andrew Xu Cc: Roddy Moore; Daniel Sabba Subject: FW: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) Classification: For internal use only Just making sure you saw this. Haven't reached out to the client yet as I'm waiting to hear back fro m CMV RE: the potential discrepancy. Thanks, Vahe Original Message From: Paul Morris Sent: Friday, February 20, 2015 1:52 PM To: Vahe Stepanian; Daniel Sabba Subject: Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) Classification: For Internal Use Only Original Message From: CMNY Margin Sent: Friday, February 20, 2015 10:42 AM To: Paul Morris; Amanda Kirby; Kevin Quinn; Tazia Smith; CRM-PWM Derivatives Subject: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( 0.00 ) for USD 380,00 Please find attached: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 380,000.00 This email has been sent by DEUTSCHE BANK AG (157). Please look at the following attachments EFTA01472402