Case File
efta-01473921DOJ Data Set 10OtherEFTA01473921
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Unknown
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DOJ Data Set 10
Reference
efta-01473921
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3
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0
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Subject: FW: Margin Rate Exception - 0J8001860 [I]
From: Vahe Stepanian
Date: Thu, 09 Jul 2015 16:39:21 -0400
To: Paul Morris
Cc: Daniel Sabba
Ariane Dwyer
Classification: For internal use only
Fyi...
From: Keith Straw
Sent: Thursday, July 09, 2015 4:37 PM
To: Vahe Stepanian
Cc: Ariane Dwyer; Daniel Sabba; Zbynek Kozelsky; George Hack
Subject: RE: Margin Rate Exception - QJ8001860 [I]
Classification: For internal use only
Approved
Keith
Keith Straw
Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
From: Vahe Stepanian
Sent: Thursday, July 09, 2015 4:35 PM
To: Keith Straw
Cc: Ariane Dwyer; Daniel Sabba; Zbynek Kozelsky
EFTA01473921
Subject: FW: Margin Rate Exception - 0J8001860 [I]
Classification: For internal use only
Keith — can you please help in George's absence? Thank you.
From: Vahe Stepanian
Sent: Thursday, July 09, 2015 4:33 PM
To: George Hack
Cc: Daniel Sabba; Ariane Dwyer; Zbynek Kozelsky
Subject: Margin Rate Exception - Q38001860 [I]
Classification: For internal use only
George -
We are in the process of onboarding Leon Black (Q38001860), a referral from
the Southern Financial relationship (a/c N4G023804). Mr. Black will be
wiring in $10mm initially to begin trading, and will also be establishing an
ISDA with the bank to trade OTC derivatives. The Southern Financial account
listed above has already been granted a 3mL + 100bps margin exception rate —
can you please approve an extension of the same rate for Mr. Black's account?
Please let me know if you have questions.
Thank you,
Vahe
1
Vahe Stepanian
Assistant Vice President I Key Client Partners
Deutsche Bank Securities Inc.
EFTA01473922
Tel.
Mobi
Emai
All trade execution information contained herein is being provided as an
accommodation at your request in advance of your receipt of the official
trade confirmation(s). Additional trade detail information available upon
request. The terms of the trade(s) may be subject to change prior to
settlement, and therefore the official trade confirmation(s) and account
statements issued by Deutsche Bank shall govern. Deutsche Bank is not
responsible for any discrepancy between the informal execution report and
the official trade confirmation(s) or account statements.
EFTA01473923
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Subject: Re: Leon Black (I] From: Paul Morris Date: Thu, 09 Apr 2015 13:25:33 -0400 To: Daniel Sabba Amanda Kirby Classification: For Internal Use Only Amanda, I think u did most of the work last year on this thx Original Message From: Daniel Sabba Sent: Thursday, April 09, 2015 10:05 AM To: Paul Morris; Chip Packard; Todd Stevens Subject: Leon Black [I] Classification: For Internal Use Only FYI - we just heard from his family office. They want to proceed setting up and funding
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