EFTA01477029

Sheetl GMT SUBGMT Submarket Team Location 1.CRM Banker Type tionship Id* relationship reference* client reference* Clientnumber* uct MANAGEMENT TYPE Accountnumber* Account Status OPENDATE Assets nues MTD Americas Morris/Oldfield FAMILY LIMITED RoA US Onshore East Coast USO New York Paul Morris Banker PART i Classic O 9/28/2015 0:00 345728.634 Americas US Onshore Morris/Oldfield Banker no FAMILY LIMITED PART C 10/30/2015 0:00 0 Americas US Onshore is/Oldfield Banker no ASADI Classic Adv sory Depos is ADVD1 29.96252 0.01089 0.01248 49.98244473 US Onshore East Coast USO New York Banker Debjani Bagchi DPM Invtmt Adv DPBIA 3414.30009 86.64538108 Americas US Onshore East Coast is/Oldfield Banker Debjani Bagchi Invtmt Adv DPBIA .20133 27.79537562 Americas US Onshore East Coast New York Paul Morris Paul Morris is Oldfield Banker no 2CRM BOIES FAMILY CHRISTOPHER BOIES Classic Advisory Depos is ADVD1 1.83935267485E11 0 0.40299 0 1.6E-4 47.64386213 US Onshore East Coast Banker Debjani Bagchi DPM Invtmt Adv 0 0 US Onshore East Coast Banker Debjani Bagchi DPM Invtmt Adv DPWGP 626.38105 67.86186973 US Onshore East Coast USO New Banker Debjani Bagchi DPM Invtmt Adv DPBIA 0 0 US Onshore East Coast USO New Banker Deb'ani Bagchi DPM Classic -1.000000000008E7 East Coast USO New 2.CRM 3.CRM Mandate Type MTD NNA Stewart Oldfield Rela Prod Reve LINDEMANN JR GEORGE THE GEORGE LINDEMANN Advisory Brokerage ABRB1 -3.329975702103E7 144.05359 49.9 8/2010 0:00 Americas /2014 0:00 Americas is/Oldfield .4151 0 Americas is/Oldfield Americas is/Oldfield 72058 0 Americas is/Oldfield NC. 00 104792.75241 248741.00278 0 0 Americas US Onshore East Co is/Oldf ani Bagchi S, INC. . DPM Invtmt Adv O 0 0 Americas US Onshore East Coast USO New is/Oldfilim ilislijani Bagchi S, INC. DPM w York Paul Morris Stewart Oldfield LINDEMANN JR GEORGE THE GEORGE LINDEMANN Advisory Lending ADVL1 1839Y=BWWPHG 3318.8361 York Paul Morris Paul Morris FAREED DOMINIQUE LEIMER 1.83935261761E11 0 Paul Morris Paul Morris ELLIN HOWARD HOWARD ELLIN 1.839451305E9 0 12/24/2013 0:00 4728653 USO New USO New York Paul Morris BOIES FAMILY DPWGP 1.839451287E9 0 USO New York Paul Morris Paul Morris ELLIN HOWARD HOWARD ELLIN 0 1/31/2014 0:00 151973. Ivtmt ‘. . x 00 1420972.07273 0 1010.65496 85.3490 Americas US Onshore East Coast USO New is/Oldfield Banker no 2CRM Tazia Smith ON TRAIL CAPITAL, LLC O 4/16/2014 0:00 3514408.34742 Americas US Onshore East Coast USO New is/Oldfield Banker no 2CRM Classic Advisory Brokerage O 182550.0027 0 0 0 Americas US Onshore East Coast is/Oldfield Banker no 2CRM Classic Advisory . 0.05446 0 2.0E-5 Americas US Onshore is/Oldfield Banker no Classic Advisory epos /2014 0:00 0.09802 0 4.0E-5 48.96959804 Americas US Onshore East Coast USO New PSTEIN VIRGIN ISLANDS FOUNDATION, IN Banker no 2CRM Daniel is/Oldfield ABRB1 m hore East Coast 0 9/30/2013 0:00 1438785.58931 -196725.23549 0 0 USO New York Paul Morris Paul Morris Americas ns ERS INC Classic Advisory Brokerage ABRB1 is/Oldfield Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL 9/23/2013 0:00 1742138.46821 7247.59619 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Deposits 44.0690415 C USO New ass York York DPWGP DPWGP York Paul Morris BOIES FAMILY 0 Paul Morris BOIES FAMILY 1.839451331E9 0 Paul Morris BOIES FAMILY 1.839451363E9 Paul Morris BOIES FAMILY 1.839451352E9 York Paul Morris BOIES FAMILY 1839451352AI Paul Morris CHRISTOPHER BOI 11/27/2013 0:00 Paul Morris CHRISTOPHER BOI 1/31/2014 0:00 Paul Morris CHRISTOPHER BOI 2/12/2014 0:00 Paul Morris DIAMOND B CAPIT O 3/17/20 Paul Morris DIAMOND B INVES O 3/3/201 Paul Morris DIAMOND B INVES O 5/30/20 3502 York Paul Morris Paul Morris SK FAMILY OFFICE A visory Brokerage ABRB1 0 0 0 York Paul Morris ELYSIUM MANAGEMENT ABRB1 Paul Morris LEON D. BLACK O 7/2/201 York Paul Morris Paul ELYSIUM MANAGEMENT LEON ADVD1 1.83935267768E11 Morris D. BLACK 0 ew York Paul Morris Paul Morris ELYSIUM MANAGEMENT LEON D. BLACK ADVD1 1.83937993552E11 0 York Paul Morris Paul Morris Morr SOUTHERN FINANCIAL J. E Classic Advisory Brokerage Morr JEEP 0 Morr EFTA01477029 is/Oldfield REY EPSTEIN 8 0 Americas is/Oldfield CIAL SOUTHERN FINANCIAL LLC C ass c A v sory Brokerage ABRB1 O 8/26/2013 0:00 1.0328461780391E8 98251.69871 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr HERN FINANCIAL LLC PasscAl. Brokerage ABRB1 is/Oldfield Banker no 2CRM Daniel Sabha SOUTHERN FINANCIAL 0 Banker no 2CRM Daniel Sabba SOUTHERN FINANCIAL Classic Advisory Brokerage ABRB1 ■ 9/23/2013 0:00 667183.01163 5.46753 277.99293 50.00000153 US Onshore East Coast USO New York Paul Morris Paul Morris Banker isisiassis ass JEFF Morr SOUT ......3747.7385 59. sory 42402 1003.60606 14.9165010h Americas US Onshore East Coast is/Oldfield Banker no 2CRM Daniel Sabba HERN TRUST COMPANY INC. O 8/26/2013 0:00 8206772 Americas US Onshore East Coast is/Oldfield Daniel Sabba HAZE TRUST Classic 3 0 : . 64299277607E7 54441.36969 0 Americas US Onshore East Coast USO New York Paul Morris is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL USO New York Paul Morris Paul Morris Morr SOUTHERN FINANCIAL SOUT .6748 101557.69373 2027.9973 29.653511,1 Classic Advisory Brokerage ABRB1 USO New York Paul Morris Paul Morris Morr Advisory Custody Custody CUSCU 1.839680519E9 0 4/10/2014 0:00 46.68302 49.99896933 Americas US Onshore w York Paul Morris is Old£ield Banker no 2CRM iS SOUTHERN FINANCIAL Classic Advisory Deposits ADVD1 1.83944130552E11 /2014 0:00 2.98427 0.01089 0.00124 49.86144015 Americas US Onshore East Coast USO New York Paul Morris is/Oldfield Banker no 2CRM I SOUTHERN FINANCIAL C Classic Advisory Deposits ADVD1 0 11/1/2013 0:00 16609.24343 -60223.62347 26.9173 194.47460166 Americas US Onshore East Coast USO New York Paul Morris is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL Classic Advisory Deposits ADVD1 1.839429 .82394 -24.91975 0.40659 49.99959316 Americas US Onshore East Coast USO New York Paul Morris is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL Classic Advisory Deposits ADVD1 1.839441 1.000533106258E7 1699.25916 7699.89046 92.34945 US Onshore East Coast USO New York Paul Morris B nker no 2CRM lirl in SOUTHERN FINANCIAL Classic A v gory Deposits ADVD1 1.839429 .7761 -55338.97088 46.86677 138.89270715 US Onshore East Coast USO New York Paul Morris Banker no 2CRM SOUTHERN FINANCIAL Classic Advisory Deposits ADVD1 1.839429 118289.70614 -46499.99584 120.28907 122.0282717 US Onshore East Coast USO New York Paul Morris Banker no 2CRM SOUTHERN FINANCIAL Classic Advisory Deposits ADVD1 1.83935266976E11 4197605.91567 2425657.31394 2297.99942 65.69457351 US Onshore East Coast USO New York Paul Morris 3/3/2015 0:00 Americas i •1•fi 1• Americas is Oldfield 10/18/2013 0:00 Americas is/oldfield Americas is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL JEGE Classic Advisory epos s ADVD1 1.83942953459E11 8/2013 0:00 60397.32111 -42049.67448 81.16964 161.27133821 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr .111.1= : 341313.2199 -77502.78128 324.21081 429534 113.987079775E11 0 "P I is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL JEGE LLC Classic Advisory Deposits ADVD1 1.839 Americas US Onshore East Coast USO New York Paul Morris iti.ai rr is/Oldfield Banker no 2CRM IMIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIIII SOUTHERN FINANCIAL 101. 100.0 . 6.185C63 -371.11697 6.36857 94.39363608 1assic Advisory Deposits ADVD1 1.83935267258E11 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM IIIIIIIIIIIII SOUTHERN FINANCIAL JSC INTERIORS LLC Classic sory ADVD1 1.83942957978E11 0 44.5649 -6733.57185 21.93767 110.40337331 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL LSJE, LLC Classic Advisory Deposits ADVD1 1.83942959295E11 0 2/25 /2015 0:00 200262.64221 -74677.75491 203.44532 121.90710225 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM IMIl l SOUTHERN FINANCIAL MORT, INC Classic Advisory Deposits ADVD1 1.83942959017E11 0 3.11497 0 0.0013 50.08073914 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is Oldfield Banker no 2CRM SOUTHERN FINANCIAL NEPTUNE LLC Classic Advisory Deposits ADVD1 1.83942953424E11 0 10/1 8/2013 0:00 120227.94659 -28127.7453 110.09625 109.88751264 0 Paul Morris Morr JEFFREY EPSTEIN 112041.55756 Paul Morris Morr BUTTERFLY TRUST O 1/24 Paul Morris Morr GRATITUDE AMERICA 59324E11 0 Paul Morris Morr DARREN K. INDYKE PLL 1.83942953707E11 Paul Morris Morr GRATITUDE AMERICA 33251E11 0 345 Paul Morris Morr HBRK ASSOCIATES INC 53715E11 0 Paul Morris Morr HYPERION AIR LLC 53432E11 0 Paul Morris Morr JEFFREY EPSTEIN O 9/12 Paul Morris Morr 0 INC EFTA01477030 Americas is O1dfield Classic 00 191036. Americas is/Oldfi 1 OUP LLC l US Onshore East Coast USO New York Paul Morris Banker no 2CRM SOUTHERN FINANCIAL Advisory Deposits ADVD1 1.83942953758E11 38721 -91174.90301 201.59418 126.63190481 US Onshore East Coast USO New York Paul Morris Ia....A, I , Deposits ADVD1 im uikr no2CRM SOUTHERN FINANCIAL O 11/1/2013 0:00 6256.36078 1.05648 4.61086 88.43850594 Americas US Onshore East Coast USO New York Paul Morris Paul is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL PLAN Classic Advisory Deposits ADVD1 1.83942953467E11 10099.93845 0 8.20549 97.49156442 US Onshore East Coast USO New York Paul Morris Paul Morris Morr 2CRMILIIIMMER SOUTHERN FINANCIAL SOUTHERN FINANCIAL L assic v sory Deposits ADVD1 1.83942952771E11 470.1352 0 409. US Onshore East Coast USO Banker no 2CRM Classic Advisory O 8/27/2013 0:00 139471.98546 0 123. Americas US Onshore East Coast USO is/Oldf 2CRM NY INC. Classic Advisory O 8/27/2013 0:00 1.0999156410935E8 3.655962479438E7 81741.81676 89.1797302 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no 2CRM SOUTHERN FINANCIAL THE 2007 JEFFREY E. EPSTEIN INSURANCE TR 0 : .45366 Classic Advisory 17.60067 Deposits 0.1006 49.9971713 ADVD1 1.83 Americas US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldf 2CRM ILIII=Mpp l SOUTHERN FINANCIAL ZORRO DEVELOPMENT CO RP. assic v sory Deposits ADVD1 1.83942955542E11 O : 260.85295 -24108.77091 215.28073 108.42606866 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/oldfield Banker no 2CRM THIRD LAKE CAPITAL CRW 2007 LLC Classic Advisory Deposits ADVD1 1.83944135767E11 0 /2015 0:00 0 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is Oldfield Banker no 2CRM THIRD LAKE CAPITAL CRW 2007 LLC Classic Advisory Deposits ADVD1 1.83998005913E11 0 5000000.00549 5000000.00549 2083.33334 50.00000011 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL CRW 2009 LLC Classic Advisory Depos is ADVD1 1.83944135783E11 0 /2015 0:00 0 0 0 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM IMIIIIII THIRD LAKE CAPITAL CRW 2009 LLC Classic Advisory epos ADVD1 1.83988005948E11 0 2000000.00219 2000000.00219 833.33333 49.99999975 Americas is/Oldfield 8/2013 0:00 Americas is/Oldf LC 0 Americas is/Oldfield NY INC. 69814 106.30692245 New York Paul Morris ■ SOUTHERN FINANCIAL Deposits ADVD1 1138 105.92561618 New York Paul Morris SOUTHERN FINANCIAL Deposits ADVD1 Paul Morris Morr NES LLC 0 11/8/2013 0: Paul Morris Morr NEW YORK STRATEGY GR 1.83944129914E11 Morris D LLC 0 10/1 Paul Morris Morr SOUTHERN TRUST COMPA 1.83942952763E11 Paul Morris Morr SOUTHERN TRUST COMPA 1.83944129244E11 /2015 0:00 Americas is/Oldfield US Onshore East Coast Banker no 2CRM Classic Advisory 0 0 0 US Onshore East Coast US0,, New York Banker no 2CRM I THIRD Classic Advisory Deposits ADVD1 5000000.00549 5000000.00549 2083.33334 Deposits USO New York THIRD ADVD1 Americas US Onshore is/Oldfield Banker no 2CRM Classic Advisory epos]. s /2015 0:00 0 0 0 Americas US Onshore East is/Oldfield Banker no 2CRM Classic Advisory 2000000.00219 2000000.00219 US Onshore East Coast Banker no 2CRM /2015 0:00 Americas is/Oldfield RAT O 12/3/2015 0:00 0 0 0 Americas US Onshore East Coast USO New York Paul Morris is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL RAT Classic Advisory Deposits ADVD1 O 12/3/2015 0:00 7499999.99734 7499999.99734 Americas US Onshore East Coast USO New is/Oldfield Banker no 2CRM Classic Advisory Deposits 2009990.85138 -1.249904321722E7 US Onshore Banker no Classic Advisory Deposits Coast V SOry ew York THIRD USO New Paul Morris Paul Morris LAKE CAPITAL GEW 2007 LLC 1.83944135759E11 0 Paul Morris Paul Morris LAKE CAPITAL GEW 2007 LLC 1.83988005905E11 0 50.00000011 Paul Morris Paul Morris LAKE CAPITAL GEW 2009 LLC ADVD1 1.83944135775E11 0 York Paul Morris Paul Morris THIRD LAKE CAPITAL GEW 2009 LLC ADVD1 1.83988005921E11 0 833.33333 49.99999975 USO New York Paul Morris Paul Morris THIRD LAKE CAPITAL KATI FORSYTHE 2 Deposits ADVD1 1.83944135716E1 /2014 0:00 Americas is/Oldfield Paul Morris KATI FORSYTHE 2 1.83988005825E1 3125 50.00000002 York Paul Morris Paul Morris THIRD LAKE CAPITAL KWF 2007 LLC ADVD1 1.83944132291E11 0 1563.49091 93.34316575 York Paul Morris Paul Morris THIRD LAKE CAPITAL KWF 2007 LLC ADVD1 1.83988005817E11 0 Morr EFTA01477031 /2015 0:00 1.250000000282E7 1.250000000282E7 5208.33334 50.00000005 Americas US Onshore ew York Paul Morris Paul Morris Morr is/Oldf THIRD LAKE CAPITAL SHARI WAGNER 2014 GR AT Classic Advisory Deposits ADVD1 1.83944135724E11 O 12/3/2015 0:00 215.74972 215.74972 Americas US Onshore East Coast USO New I MII is/Oldfield Banker no 2CRM AT I v ' O 12/3/2015 0:00 7499999.99734 7499999.99734 Americas US Onshore East Coast USO New is/Oldfield Banker no 2CRM FINIII. Classic Advisory epos 2004363.10442 -7499260.56251 Americas US Onshore East Coast is Oldfield Banker no 2CRM Classic Advisory Deposits /2015 0:00 7499999.99734 7499999.99734 3125 Americas US Onshore East Coast USO New Banker no 2CRM Classic Advisory =MIIIIMM 2014264.17498 -3.499873038357E7 US Onshore East Coast USO New Banker no 2CRM Morris R. WANEK 0 Americas Morris is Oldfield R. WANEK Classic Advisory Deposits ADVD1 1.83988005796E11 0 /2015 0:00 3.499999999483E7 3.499999999483E7 14583.33333 50 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM =i l THIRD LAKE CAPITAL WANEK TRUST Classic Advisory Deposits ADVD1 1.83944132072E11 10/9/2014 0:00 2010427.54608 -1.499911496227E7 1508.68168 90.05139327 Americas US Onshore East Coast USO New York Paul Morris Paul Morris is/Oldfield Banker no 2CRM THIRD LAKE CAPITAL WANEK TRUST 1111111.11..1 9999C99la94s6sliEc its ADVD1 1.83988005788E11 1.499999999467E7 6250 50.00000002 Americas US Onshore East Coast USO New York is/Oldfield Banker no 2CRM Joseph Cothron F. DZIALGA 0 3413.36084 Americas US Onshore East Coast is/Oldfield Banker no 2CRM Tazia Smith SON PARK CAPITAL, LLC O 0673 Americas US Onshore East Coast is/Oldfield Banker ATION OF THE NEW APO O ST Americas US Onshore is/Oldfield Banker ATION OF THE NEW APO O 6/1/2015 0:00 1684837.13221 41161.70138 1.36528 0.09724002 iMizil US Onshore East Coast USO New York Paul Morris Paul Morris Morr is/Oldfield Banker no THE NATIONAL ORGANI THE NATIONAL ORGANIZ ATION OF THE NEW APO Custody Custody CUSCU 1.83968069E9 0 5/21 /2015 0:00 6.389364230727E7 4792094.25315 13093.5654 24.59130191 Confidential 4. 1.111.1 East Coast 163.09209 90711.82479403 York Paul Morris Paul Morris Morr THIRD LAKE CAPITAL SHARI WAGNER 2014 GR Deposits ADVD1 1.83988005833E11 3125 50.00000002 York Paul Morris Paul Morris THIRD LAKE CAPITAL SSW 2007 LLC ADVD1 1.83944132312E11 0 1396.15067 83.58669147 USO New York Paul Morris Paul Morris THIRD LAKE CAPITAL SSW 2007 LLC ADVD1 1.83988005809E11 0 50.00000002 York Paul Morris Paul THIRD LAKE CAPITAL TODD ADVD1 1.83937993894E11 1802.28139 107.3711033 York Paul Morris Paul THIRD LAKE CAPITAL TODD Classic Advisory -2.00404 USO New York Classic .10226 USO New Morr 11/1 Morr Morr 10/6 Morr 12/2 Morr OF 2000 0 Morr OF 2000 0 Paul Morris Paul Morris Morr DZIALGA KIRSTEN S M MARK Brokerage ABRB1 0.08838 0.00750354 Paul Morris Paul Morris Morr GENERAL ATLANTIC FA MADI Advisory Brokerage ABRB1 0 9.8E-4 2.496E-5 York Paul Morris Paul Morris Morr THE NATIONAL ORGANI THE NATIONAL ORGANIZ 'c Advisory Brokerage ABRB1 33475.66785 USO New York Paul Morris Paul Morris Morr THE NATIONAL ORGANI THE NATIONAL ORGANIZ c Advisory Brokerage ABRB1 EFTA01477032 Sheet2 Confidential EFTA01477033 Sheet3 Confidential EFTA01477034