EFTA01477146

PROT0 PROT1 PROT2 PROT3 PROT4 PROT5 PROT6 PROT7 PROT8 PROT9 PROT10 PROT11 PROT12 PROT13 PROT14 PROT15 financial GMIS (g) warehouBa Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris December 2015 transparency. Assets ( in TUS Dollar) Jun 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug May Apr Mar 2015 Feb Jan 2015 Dec 2014 Relationship No Reference Client name Client No. Account No. Jul 2015 2015 [repeated 5 times] ASADI FAREED • I Classic Advisory DOMINIQUE LEIMER 0 PROT16 0 0 0 1 1 0 [repeated 11 times] 1 1 0 [repeated 7 times] DOMINIQUE LEIMER 0 [repeated 4 times] 1 1 0 [repeated 8 times] 0 1 1 0 PROT17 0 0 BOIES FAMILY CHRISTOPHER Classic BOIES 0 9 0 Advisory 0 9 0 219 3,082 3,757 1,108 1,119 1,111 1,147 1,198 1,201 0 3,487 3,924 1,113 1,122 1,322 1,367 7,766 8,883 1,113 1,122 1,322 1,367 7,775 8,883 5 4 211 0 [repeated 6 times] PROT18 0 OI 0 [repeated 16 times] DPM 0 CHRISTOPHER BOIES 0 DIAMOND B CAPITAL, INC. 105 40 [repeated 3 times] 16 16 0 PROT19 OI 0 [repeated 12 times] DPM 105 40 16 16 0 DIAMOND B CAPITAL, INC. 105 40 16 16 0 DIAMOND B 1,421 1,508 1,388 1,678 1,780 1,862 6,837 7,056 6,902 6,786 7,056 7,457 6,837 7,056 6,902 6,786 7,056 7,457 0 0 PROT20 0 INC. DPM 0 DIAMOND B INVESTMENTS, INC. PIN^0 CAPITAL LLC 0 a Advisory 0 5 0 0 PROT21 0 5 0 PINTXO CAPITAL LLC ZAC CAPITAL Advisory 0 5 0 [repeated 9 times] 18 0 76 0 LLC 0 0 18 0 76 0 PROT22 0 ZAC CAPITAL LLC 0 0 18 0 76 0 DOMINIQUE LEIMER 8,055 8,219 8,282 8,193 14,923 16,361 0 DOMINIQUE LEIMER Advisory 0 1 5 1 0 0 3 1 0 PROT23 0 1 5 1 1 0 0 3 0 1 5 1 1 0 0 I DZIALGA KIRSTEN & M 0 1 5 1 1 0 0 3 MARK F. I i i Advisory 1,413 1,429 1,447 1,436 1,436 1,422 1,418 1,411 1,421 1,419 1,404 1,414 1,395 1,413 1,429 1,447 1,436 1,436 1,422 1,418 1,411 1,421 1,419 1,404 1,414 1,395 4,729 4,820 4,826 4,519 4,669 MARK F. DZIALGA PROT24 HOWARD HOWARD ELLIN ELLIN 0 152 152 142 144 0 DPM 4,881 4,972 4,968 4,661 4,811 144 0 HOWARD ELLIN 144 0 PROT25 0 2 Feb 2016, 21:22:29 Generated by GMIS - Finance Deutsche AWM IZl 1 of 17 Deutsche Bank financial GMIS (g) &l warehouBa Jun 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug May Apr Mar 2015 Feb Jan 2015 Dec 2014 Relationship No. Reference Client name Client No. Account No. Jul 2015 2015 ELYSIUM PROT26 MANAGEMENT LEON D. BLACK Advisory 0 [repeated 23 times] r 0 0 Classic PROT27 IF 0 LEON D. BLACK 0 GENERAL ATLANTIC FA CAPITAL, LLC 0 MADISON PARK Advisory 4,711 4,764 4,823 4,786 4,784 4,739 4,727 4,703 4,734 4,730 4,679 5,290 4,648 3,514 3,672 3,895 3,697 3,960 3,635 3,252 3,234 3,199 3,149 3,110 2,004 2,005 MADISON PARK CAPITA^ LLC SK FAMILY OFFICE PROT28 FALCON TRAIL CAPITAL, LLC Advisory 3,514 3,672 3,895 3,697 3,960 3,635 3,252 3,234 3,199 3,149 3,110 2,004 2,005 FALCON TRAIL CAPITAL, LLC SOUTHERN FINANCIAL BUTTERFLY TRUST Advisory 0 24 84 321 416 491 0 24 84 321 416 491 BUTTERFLY TRUST 0 24 PROT29 24 24 84 321 416 491 DARREN K. INDYKE PLLC Advisory 17 77 129 199 278 134 188 250 148 257 291 56 87 17 77 129 199 278 134 188 250 148 257 291 56 87 DARREN K. INDYKE PLLC 17 77 129 199 278 134 188 250 148 257 291 56 87 PROT30 Classic Advisory GRATITUDE AMERICA 1 [repeated 10 times] 0 0 10,005 10,004 10,002 10,006 10,005 10,003 10,006 10,005 10,003 1 0 1 2 0 GRATITUDE AMERICA 2 PROT31 0 HBRK AS I IATES Advisory 40 96 131 160 221 115 149 182 220 76 130 177 14 INC 40 96 131 160 221 115 149 182 220 76 130 177 14 HBRK ASSOCIATES INC HYPERION AIR Advisory 40 96 131 160 221 115 149 182 220 76 130 177 14 Classic PROT32 118 165 123 123 126 140 42 42 LLC 118 165 123 123 126 140 42 42 HYPERION AIR LLC J. EPSTEIN VIRGIN ISLANDS FOUNDATION, 118 165 123 123 126 140 42 42 visory 1,439 1,673 1,696 1,706 1,740 1,740 1,740 1,765 1,765 1,764 1,809 1,813 1,838 1,439 1,673 1,696 1,706 1,740 1,740 1,740 1,765 1,765 1,764 1,809 1,813 1,838 PROT33 IN J. EPSTEIN VIRGIN ISLANDS FOUNDATION, IN JEEPERS INC Classic Advisory 1,439 1,673 1,696 1,706 1,740 1,740 1,740 1,765 1,765 1,764 1,809 1,813 1,742 1,762 1,871 6,371 6,388 8,406 11,855 13,616 15,612 17,598 21,595 23,571 26,233 1,742 1,762 1,871 6,371 6,388 8,406 11,855 13,616 15,612 17,598 21,595 23,571 26,233 1,742 1,762 1,871 6,371 6,388 8,406 11,855 13,616 15,612 17,598 21,595 23,571 26,233 JEEPERS INC IZl 2 of 17 GMIS (g) warehouBa Jun 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug May Apr Mar 2015 Feb Jan 2015 Dec 2014 Reference Client name Client No. Account No. Jul 2015 1,838 PROT34 2015 SOUTHERN FINANCIAL lassic JEFFREY EPSTEIN 4,198 1,772 1,336 947 2,532 1,564 1,442 2,271 1,616 1,066 1,473 1,301 1,018 667 [repeated 13 times] Classic Advisor usto y 4,865 2,439 2,003 1,614 3,199 2,231 2,110 2,938 Custody PROT35 2,283 1,733 2,140 1,969 1,685 112 122 46 61 74 83 23 41 47 155 76 161 199 112 122 46 61 74 83 23 41 47 155 76 161 199 JEFFREY EPSTEIN JEGE INC 4,977 2,561 2,049 1,676 3,273 2,314 2,133 2,979 2,330 1,889 2,217 2,130 1,884 183900100000487244 Classic Advisory PROT36 111 117 123 141 42 55 97 141 151 58 19 60 102 111 117 123 141 42 55 97 141 151 58 19 JEGE INC JEGE LLC 60 102 111 117 123 141 42 55 97 141 151 58 Classic Advisory 341 419 122 170 141 327 328 119 230 PROT37 243 280 83 174 341 419 122 170 141 327 328 119 230 243 280 83 174 JEGE LLC 341 419 122 170 141 327 328 119 230 243 280 83 174 Classic Advisory ClassicAdvisory IIIII"Iiiii 8 8 17 18 27 27 32 29 34 35 2 3 4 8 8 PROT38 17 18 27 27 32 29 34 35 2 3 4 8 8 17 18 27 27 32 29 34 35 2 3 4 JSC INTERIORS Advisory 24 31 37 47 54 10 19 9 21 33 10 8 17 LLC 24 31 37 47 54 10 19 9 21 Classic PROT39 33 10 8 17 JSC INTERIORS LLC 24 31 37 47 54 10 19 9 21 33 10 8 17 .•visory LSJE, LLC 200 275 90 181 281 332 146 254 467 476 295 0 0 200 275 90 181 281 332 146 254 467 476 295 0 0 LSJE, LLC MORT, INC 200 PROT40 275 90 181 281 332 146 254 467 476 295 0 visory 0 [repeated 26 times] MORT, INC NEPTUNE LLC Advisory 0 PROT41 0 120 148 166 218 235 71 93 133 174 196 210 226 40 120 148 166 218 235 71 93 133 174 196 210 226 40 NEPTUNE LLC 120 148 166 218 235 71 93 133 174 196 210 226 40 Advisory NES LLC PROT42 191 282 441 230 163 439 297 169 343 390 191 394 76 191 282 441 230 163 439 297 169 343 390 191 394 76 NES LLC 191 282 441 230 163 439 297 169 343 390 191 394 76 NEW YORK STRATEGY GROUP LLC ,evisory 6 PROT43 6 [repeated 21 times] NEW YORK STRATEGY GROUP LLC 6 PLAN D LLC Advisory 10 PROT44 10 [repeated 14 times] PLAN D LLC 10 IZl 3 of 17 GMIS (g) &l warehouBa Jun 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug PROT45 May Apr Mar 2015 Feb Jan 2015 Dec 2014 Reference Client name Client No. Account No. Jul 2015 2015 SOUTHERN Classic Advisory SOUTHERN FINANCIAL LLC 462 2,212 117,206 8,449 1,729 125,334 4,941 8,729 129,227 3,280 10,723 132,106 3,383 13,003 130,640 3,263 14,003 130,416 3,248 14,191 129,771 PROT46 3,333 14,187 14,183 124,869 126,714 3,084 103,285 8,074 106,246 8,776 106,053 8,812 105,363 8,317 g 0 111,821 111,821 115,484 115,484 115,327 115,327 114,142 114,142 127,868 127,868 132,004 132,004 141,236 141,236 146,212 146,212 146,906 146,906 PROT47 147,667 147,667 147,296 147,296 142,140 141,130 142,140 141,130 SOUTHERN FINANCIAL LLC SOUTHERN TRUST COMPANY INC. Classic Advisory 139 109,992 73,432 78,574 69,814 71,763 71,753 73,344 76,970 77,210 86,420 87,610 88,492 7,541 7,449 95,290 96,081 95,290 96,081 8,207 8,207 8,237 8,043 8,116 8,206 8,161 8,016 8,005 7,796 7,831 82,430 PROT48 118,338 118,338 81,778 81,778 86,950 86,950 77,996 77,996 80,018 80,018 80,099 80,099 81,645 81,645 85,125 85,125 85,355 85,355 90,366 90,366 94,390 94,390 SOUTHERN TRUST COMPANY INC. .•visory THE 2007 JEFFREY E. EPSTEIN INSURANCE TR 0 [repeated 21 times] PROT49 0 THE 2007 JEFFREY E. EPSTEIN INSURANCE TR 0 Advisory THE HAZE TRUST 63,643 63,585 63,402 63,097 63,128 63,325 63,171 63,266 63,145 62,932 62,749 62,370 62,303 63,643 63,643 63,585 63,585 63,402 63,402 63,097 63,097 63,128 63,128 63,325 63,325 63,171 63,171 63,266 PROT50 63,266 63,145 63,145 62,932 62,932 62,749 62,749 62,370 62,303 62,370 62,303 THE HAZE TRUST Advisory ZORRO DEVELOPMENT CORP. 238 262 175 176 188 221 107 171 184 207 225 41 65 238 262 175 176 188 221 107 171 184 207 225 41 65 ZORRO DEVELOPMENT CORP. 238 262 175 176 188 221 107 171 PROT51 184 207 225 41 65 TFMG LLC, US Tfmg LLCUS 313,341 278,730 282,898 266,690 284,289 289,871 303,348 314,515 317,213 324,514 332,320 328,834 330,514 MMIIMINIIMONIIII Classic Advisory 0 [repeated 26 times] Tfmg LLCUS 0 PROT52 0 THE THE NATIONAL ORGANIZATION OF THE NEW 0 NATIONAL ORGANI 1,685 1,685 63,894 63,894 65,578 65,578 1,686 1,686 61,676 61,676 63,362 63,362 1,688 Classic PROT53 1,688 66,443 66,443 68,131 68,131 1,678 1,678 65,242 65,242 66,920 66,920 19,850 19,850 47,612 47,612 67,462 67,462 33,400 33,400 18,325 18,325 51,725 51,725 0 APO Custody Custody THE NATIONAL ORGANIZATION OF THE NEW APO 0 [repeated 16 times] PROT54 0 ll THIRD LAKE CAPITAL 0 CRW 2007 LLC Classic Advisory 0 011 0 PROT55 0 5,000 5,000 0 CRW 2007 LLC 0 CRW 2009 LLC ■ Advisory 0 2,000 0 PROT56 0 2,000 2,000 0 CRW 2009 LLC 0 IZl 4 of 17 GMIS (g) warehouBa Jun 2015 Mandate PROT57 Type Dec 2015 Nov 2015 Oct Sep Aug May Apr Mar 2015 Feb Jan 2015 Dec 2014 Reference Client name Client No. Account No. Jul 2015 2015 THIRD LAKE CAPITAL GEW 2007 LLC ClassicMMI Advisory 0 5,000 PROT58 0 0 GEW 2007 LLC 0 GEW 2009 LLC Classic Advisory 0 PROT59 0 0 2,000 0 2,000 2,000 0 0I GEW 2009 LLC 0 KATI Classic vlsor t. 0 PROT60 0 FORSYTHE 2014 GRAT 7,500 7,500 2,010 12,500 14,510 14,510 0 0 KATI FORSYTHE 2014 GRAT 0 PROT61 0 KWF 2007 LLC Advisory 14,509 2,006 2,006 2,005 2,005 2,004 2,003 2,003 2,002 2,002 2,001 i2,000 0 14,509 14,509 2,006 2,005 2,004 2,004 2,003 [repeated 3 times] lassic PROT62 2,003 2,002 2,001 2,001 2,000 2,000 KWF 2007 LLC 2,005 SHARI WAGNER 2014 Classic Advisory 0 7,500 2,004 7,500 9,504 9,504 2,014 35,000 37,014 37,014 2,010 15,000 17,010 17,010 107,039 0 PROT63 0 GRAT 0 SHARI WAGNER 2014 GRAT 0 SSW 2007 LLC Classic Advisory 9,504 602 601 601 1,001 1,001 1,000 1,000 0 PROT64 0 9,504 9,504 37,013 602 601 601 1,001 1,000 0 0 SSW 2007 LLC TODD R. WANEK 602 601 601 0 Classic Advisory 2,006 2,006 2,005 2,005 2,004 2,003 2,003 2,002 2,002 PROT65 2,001 2,001 0 37,013 37,013 17,010 2,006 2,005 2,004 2,004 2,003 2,002 2,001 TODD R. WANEK WANEK TRUST OF 2000 2,005 Classic Advisory 2,006 2,006 2,005 2,005 PROT66 2,004 2,003 2,003 2,002 2,002 2,001 2.001 0 2,004 2,004 6,613 508,716 443,379 381,262 363,189 388,473 374,710 319,359 330,879 340,821 348,518 343,546 344,566 17,010 17,010 78,035 2,006 2,006 6,621 2,006 2,006 6,619 2,005 2,005 6,617 2,005 2,005 6,615 2,003 2,003 7,011 2,003 2,003 7,009 2,002 2,002 7,007 333,578 PROT67 2,002 2,002 7,005 2,001 2,001 6,003 2,001 2,001 6,002 WANEK TRUST OF 2000 IZl 5 of 17 GMIS 64] warahQUEa December 2015 : sparency. Revenues ( in US Dollar) May Apr 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jun 2015 Mar 2015 Feb Jan 2015 Dec 2014 Reference Client name Client No. Account No. Jul 2015 2015 2015 PROT68 2015 fillClassic Advisory DOMINIQUE LEIMER 0 0 0 ASADI PROT69 0 BOIES FAMILY CHRISTOPHER BOIES Classic Advisory 0 1 6 0 1 6 0 PROT70 0 626 10,588 615 793 637 634 0 [repeated 18 times] DPM 626 10,588 10,588 615 793 637 634 0 PROT71 0 CHRISTOPHER BOIES 626 615 794 643 634 0 DIAMOND B INC. CAPITAL, I . 0 a 0 40,000 0 DPM 0 0 PROT72 0 DIAMOND B CAPITAL, INC. 0 DIAMOND B PM INVESTMENTS 0 1,011 1,067 1,212 1,212 PROT73 1,212 0 INC. DPM 0 DIAMOND B INVESTMENTS, INC. PINTXO CAPITAL LLC 0 Advisory 0 3 0 PROT74 0 3 0 PINTXO CAPITAL LLC 0 3 0 ZAC CAPITAL Advisory 0 0 11 25 61 0 I LLC 0 0 11 25 61 0 PROT75 0 ZAC CAPITAL LLC 0 0 11 25 61 0 DOMINIQUE LEIMER 1,637 51,599 1,693 2,031 1,916 1,850 0 [repeated 6 times] visory DOMINIQUE LEIMER 0 2 0 2 1 0 PROT76 0 2 1 1 0 1 2 0 2 1 1 0 1 DZIALGA KIRSTEN & M 0 2 1 1 0 1 Classic 1839N4G027508 Advisory MARK F. DZIALGA 0 PROT77 0 0 MARK F. DZIALGA 0 [repeated 25 times] ELLIN PROT78 HOWARD DPM 3,428 3,245 3,332 3,531 0 35 35 100 26 26 0 I DPM 3,450 3,464 3,280 3,432 3,557 26 0 1 IZI 6 of 17 PROT79 GMIS fil warehQUE^ December 2015 : sparency. May Apr 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jun 2015 Mar 2015 Feb Jan 2015 Dec 2014 Reference Client name Client No. Account No. Jul 2015 2015 ELLIN HOWARD HOWARD ELLIN 3,450 3,464 3,280 3,432 3,557 26 0 PROT80 LYSIUM MANAGEMENT 3,450 3,464 3,280 3,432 3,557 26 0 LEON D. BLACK I Advisory 0 [repeated 25 times] I 0 PROT81 60 0 0 60 0 LEON D. BLACK 0 60 0 a 0 60 0 GENERAL PROT82 ATLANTIC FA CAPITAL, LLC MADISON PARK Advisory 0 240 0 240 0 MADISON PARK CAPITAL, LLC 0 240 0 SK FAMILY OFFICE 0 PROT83 0 240 0 Classic Advisory FALCON TRAIL CAPITAL, LLC 0 945 0 50 100 140 50 13,050 80 65 0 945 0 50 100 140 50 13,050 80 65 FALCON TRAIL CAPITAL, LLC 0 945 0 50 100 140 PROT84 50 80 65 L SOUTHERN FINANCIAL 0 945 0 50 100 140 50 80 65 Classic Advisory BUTTERFLY TRUST 0 4 16 27 112 213 298 353 0 4 16 27 112 213 298 353 BUTTERFLY TRUST 0 PROT85 0 0 4 16 27 112 213 298 Classic visory DARREN K. INDYKE PLLC 27 70 123 172 187 116 161 183 137 227 223 76 84 27 70 123 172 187 116 161 183 137 227 223 76 84 DARREN K. INDYKE PLLC 27 70 123 172 187 116 161 183 137 227 223 PROT86 76 84 Classic visory GRATITUDE AMERICA 0 7,700 6,639 6,640 6,640 5,836 5,837 5,837 0 1 0 PROT87 GRATITUDE AMERICA 1 0 0 a Advisory HBRK ASSOCIATES 47 81 114 135 149 96 124 153 146 66 104 138 20 INC 47 81 114 135 149 96 124 153 146 66 104 138 20 HBRK ASSOCIATES INC HYPERION AIR Advisory 47 81 114 135 149 96 124 153 146 Classic PROT88 66 104 138 20 120 129 136 125 99 98 103 113 111 111 96 33 37 LLC 120 129 136 125 99 98 103 113 111 111 96 33 37 HYPERION AIR LLC 120 129 136 125 99 98 103 113 111 111 96 33 37 ..visory 3. EPSTEIN VIRGIN ISLANDS FOUNDATION, 0 1,600 0 PROT89 40 0 I 0 1,600 0 40 0 IN 3. EPSTEIN VIRGIN ISLANDS FOUNDATION, IN 0 1,600 0 40 0 0 °I 0 IZI 7 of 17 GMIS_® &] warahQUBa PROT90 December 2015 : sparency. May Apr 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jun 2015 Mar 2015 Feb Jan 2015 Dec 2014 Reference Client name Client No. Account No. Jul 2015 2015 US SOUTHERN FINANCIAL JEEPERS INC Advisory 0 PROT91 0 JEEPERS INC 0 Advisory JEFFREY EPSTEIN 2,298 2,843 1,190 886 1,588 1,557 1,187 1,465 1,170 939 1,064 1,071 1,029 278 PROT92 278 2,576 3,121 1,468 1,164 1,866 1,835 1,465 1,743 1,448 1,217 1,342 1,349 1,307 Custody Custody 47 51 19 26 31 35 10 17 20 65 32 67 83 47 51 19 26 31 35 10 17 20 65 32 67 83 JEFFREY EPSTEIN 2,623 3,172 1,487 1,189 1,897 1,870 1,475 1,760 1,468 1,282 PROT93 Advisory JEGE INC 81 84 93 104 103 87 36 58 86 113 105 31 41 81 84 93 104 103 87 36 58 86 113 105 31 41 JEGE INC 81 84 93 104 103 87 36 58 86 113 105 31 41 Advisory JEGE LLC 324 293 104 152 PROT94 159 261 260 122 186 194 192 75 142 324 293 104 152 159 261 260 122 186 194 192 75 142 JEGE LLC 324 293 104 152 159 261 260 122 186 194 192 75 142 Advisory 7 12 14 19 19 22 20 24 15 PROT95 2 2 1 6 7 12 14 19 19 22 20 24 15 1 2 JSC INTERIORS Advisory 6 7 12 14 19 19 22 20 24 15 1 2 2 22 25 33 37 35 9 15 9 19 20 8 7 13 LLC 22 25 33 37 PROT96 35 9 15 9 19 20 8 7 13 JSC INTERIORS LLC LSJE, LLC 22 25 33 37 35 9 15 9 19 20 8 7 13 Advisory 203 190 85 168 229 214 135 245 374 352 134 0 0 203 190 85 168 229 214 135 245 374 352 134 PROT97 0 0 LSJE, LLC MORT, INC 203 190 85 168 229 214 135 245 374 352 134 0 0 Advisory 0 36 0 36 0 0 MORT, INC NEPTUNE LLC Advisory 0 PROT98 0 36 0 0 110 119 148 176 161 61 84 117 141 158 163 163 48 110 119 148 176 161 61 84 117 141 158 163 163 48 NEPTUNE LLC 110 119 148 176 161 61 84 117 141 158 163 163 PROT99 48 .•visory Classic NES LLC 202 246 257 176 173 306 230 156 270 226 186 306 83 202 246 257 176 173 306 230 156 270 226 186 306 83 NES LLC 202 246 257 176 173 306 230 156 270 226 186 306 83 Advisory NEW YORK STRATEGY 5 4 Advisory PROT100 4 IZI 8 of 17 GMIS iSil_wárahOUBa December 2015 : sparency. May Apr 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jun 2015 Mar 2015 Feb Jan 2015 Dec 2014 Reference Client name Client No. Account No. Jul 2015 2015 2015 PROT101 2015 2015 SOUTHERN FINANCIAL GROUP LLC 5 4 NEW YORK STRATEGY GROUP LLC P^N D LLC Advisory 5 4 8 7 8 7 8 7 8 7 8 7 PROT102 8 7 8 7 8 7 PLAN D LLC 8 7 8 7 8 7 8 7 A•visory SOUTHERN FINANCIAL LLC 410 363 382 963 1,761 1,283 3,701 4,818 7,729 2,459 9,509 10,533 0 2,931 11,166 10,831 11,395 11 240 111 0 0 PROT103 0 1,004 1,004 992 987 259 259 254 250 0 12,856 16,892 16,892 12,856 22,362 10,447 22,362 10,447 0 41,000 52,420 52,420 28,513 2,288 39,598 13,933 11,337 39,598 13,933 11,337 0 1,413 1,413 1,477 1,374 1,477 1,374 1,955 1,955 9,768 13,718 9,768 13,718 SOUTHERN FINANCIAL LLC PROT104 Advisory SOUTHERN TRUST COMPANY INC. 123 109 115 110 112 111 111 113 111 110 106 111 110 81,742 2,028 83,893 83,893 49,892 57,430 50,329 51,975 30,965 83,053 83,053 51,690 53,047 56,100 56,100 36,531 88,332 53,158 56,213 56,211 88,332 53,158 56,213 56,211 59,543 59,768 63,142 63 209 0 400 0 50,001 57,545 50,439 50,001 57,545 50,439 PROT105 59,653 59,653 59,874 63,653 63,319 59,874 63,653 63,319 SOUTHERN TRUST COMPANY INC. THE 2007 JEFFREY E. EPSTEIN Advisory 0 1 0 1 THE 2. 7 EFFREY E. EPSTEIN IN RAN E TR Advisory 0 PROT106 0 1 THE HAZE TRUST 0 4,625 0 4,625 4,625 0 THE HAZE TRUST 0 Advisory ZORRO DEVELOPMENT PROT107 CORP. 215 194 152 142 157 141 99 139 151 167 153 41 51 215 194 152 142 157 141 99 139 151 167 153 41 51 ZORRO DEVELOPMENT CORP. 215 194 152 142 157 141 99 139 151 167 153 41 51 TFMG LLC, US Tfmg LLCUS 97,000 64,336 67,509 55,039 103,340 114,001 66,376 69,084 73,079 119,752 80,185 76,933 6,196 Advisory 0 0 102,470 PROT108 0 500 0 0 6,196 0 0 500 0 Tfmg LLCUS 0 500 0 500 0 0 PROT109 0 aniglinigNMOMMMTHE THE NATIONAL ORGANIZATION OF THE NEW 33,476 15,739 0 8,360 24 14,356 24 22,716 280 21,556 1,964 4,979 2,244 26,535 0 NATIONAL ORGANI Advisory 1 0 APO usto y THE NATIONAL ORGANIZATION OF THE NEW APO 33,477 13,094 15,740 3,514 1,218 8,621 13,094 3,514 1,218 8,621 46,571 19,255 1,242 31,337 46,571 19,255 1,242 31,337 0 PROT110 0 0 669 958 0 669 958 0 2,914 27,493 2,914 27,493 0 IZI 9 of 17 GMIS_s &]_warahQUBa December 2015 : sparency. May Apr 2015 2015 PROT111 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jun 2015 Mar 2015 Feb Jan 2015 Dec 2014 Reference Client name Client No. Account No. Jul 2015 2015 THIRD LAKE CAPITAL CRW 2007 LLC Advisory 0 2,083 0 PROT112 0 0 CRW 2007 LLC 0 CRW 2009 LLC Advisory 0 PROT113 li 833 0 833 0 CRW 2009 LLC 833 0 GEW 2007 LLC Advisory 0 PROT114 0 2,083 0 0 GEW 2007 LLC 0 PROT115 GEW 2009 LLC Advisory 0 833 0 833 0 GEW 2009 LLC 833 0 PROT116 0 [repeated 7 times] ,ovisory KATI 0 FORSYTHE 2014 GRAT 3,125 3,125 1,563 5,208 6,772 6,772 0 0 PROT117 0 KATI FORSYTHE 2014 GRAT 0 KWF 2007 LLC Advisory 6,993 1,156 1,103 1,111 1,092 1,114 1,119 1,108 1,083 1,074 1,100 1,027 0 6,993 1,156 PROT118 6,993 1,156 1,103 1,103 1,111 1,111 1,092 1,114 1,092 1,114 1,119 1,119 1,108 1,108 1,083 1,083 1,074 1,100 1,027 1,074 1,100 1,027 KWF 2007 LLC ,o/Isory SHARI WAGNER 2014 GRAT 163 0 3,125 3,288 3,288 1,396 3,125 4,521 4,521 1,802 14,583 16,386 16,386 1,509 6,250 7,759 7,759 PROT119 47,684 0 0 SHARI WAGNER 2014 GRAT 0 SSW 2007 LLC Advisory 4,533 347 331 333 328 379 559 554 541 442 PROT120 0 4,533 4,533 17,631 347 331 333 328 379 559 554 541 442 0 0 SSW 2007 LLC 347 331 333 328 379 559 554 541 442 0 0 Advisory TODD R. WANEK 1,156 1,103 1,112 PROT121 1,092 1,114 1,119 1,109 1,083 1,074 1,100 0 17,631 1,156 17,631 1,156 8,175 1,156 1,103 1,112 1,092 1,114 1,119 1,109 1,083 1,074 1,100 1,059 TODD R. WANEK Advisory WANEK TRUST PROT122 OF 2000 0 8,175 1,156 8,175 1,156 37,333 3,815 1,103 1,103 3,639 1,112 1,112 3,667 1,092 1,114 1,092 1,114 3,604 3,721 1,119 1,119 3,915 1,109 1,109 3,879 1,083 1,083 3,791 1,074 1,100 1,059 1,074 1,100 1,059 3,664 3,299 3,144 WANEK TRUST OF 2000 10 of 17 GMIS @ &]_warahQUBa PROT123 December 2015 : sparency May Apr 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jun 2015 Mar 2015 Feb Jan 2015 Dec 2014 Reference Client name Client No. Account No. Jul 2015 2015 196,341 175,986 77,539 95,478 116,340 147,035 76,344 73,101 77,099 119,184 83,806 80,144 IZI 11 of 17 GMIS (gj fiJ.warehuuE^ NNA ( in TUS Dollar) Jun May Apr 2015 2015 2015 Mandate Type 124,093 PROT124 Dec 2015 Nov 2015 Oct Sep Aug Jul Mar 2015 Feb Jan Dec 2015 2015 2014 Reference Client name Client No. Account No. 2015 Ill e1/4SADI FAREED Advisory DOMINIQUE LEIMER 0 -1 0 0 -1 0 PROT125 0 0 -1 0 a 0 0 -1 0 BOIES FAMILY CHRISTOPHER BOIES Advisory Classic Advisor 0 0 -9 0 PROT126 0 0 -9 0 0 -933 -10 -2,803 -434 -565 0 OT 0 -3,491 -6,294 -6,303 -250 0 PROT127 0 I DPM 0 -933 -10 -684 -565 0 CHRISTOPHER BOIES 0 -933 -10 -684 -565 0 DIAMOND B 249 -6,690 0 65 0 DPM PROT128 0 DPM 249 -6,690 249 -6,690 0 -1,497 0 65 0 DIAMOND B CAPITAL, INC. 0 65 0 DIAMOND B INVESTMEN , 0 DPM PROT129 0 INC. DPM 0 -1,497 0 -1,497 0 DIAMOND B INVESTMENTS, INC. PIN^0 CAPITAL LLC 0 Advisory 0 5 0 PROT130 0 -4 0 -4 5 0 PINTXO CAPITAL LLC 0 -4 5 0 ZAC CAPITAL Advisory 0 -18 18 -76 0 PROT131 LLC 0 -18 18 -76 0 ZAC CAPITAL LLC 0 -18 18 -76 0 8 -6,314 -689 -561 0 LEIMER DOMINIQUE LEIMER ,evisory 0 DOMINIQUE PROT132 3 0 1 0 -3 -2 -4 0 -4 3 0 1 0 -3 -2 0 -4 3 0 1 0 -3 0 -4 3 0 1 0 -3 -2 KIRSTEN & M DZIALGA PROT133 MARK F. Advisory 0 [repeated 26 times] MARK F. DZIALGA 0 [repeated 15 times] PROT134 0 ELLIN HOWARD ELLIN 0 DPM 0 01 0 1 12 of 17 Jun May Apr 2015 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jul Mar Feb Jan 2015 2015 2015 Dec PROT135 2014 Reference Client name Client No. Account No. 2015 HOWARD HOWARD ELLIN illIIIIIMMINIMINOMMININE 0 DPM 0 HOWARD ELLIN 0 PROT136 0 [repeated 15 times] ELYSIUM MANAGEMENT LEON D. BLACK Advisory 0 0 Classic PROT137 1 0 0 198 0 0 1 0 0 1 198 0 LEON D. BLACK 0 1 0 0 1 198 0 1 0 0 1 198 0 PROT138 0 GENERAL MADISON PARK Advisory 0 0 -577 577 0 ATLANTIC FA CAPITAL, LLC 0 0 -577 577 0 MADISON PARK CAPITAL, LLC 0 0 -577 577 0 PROT139 0 0 -577 577 0 SK FAMILY FALCON TRAIL CAPITAL, LLC .•visory 0 -38 91 0 463 567 0 40 68 0 999 100 1 0 -38 91 0 463 567 0 40 68 0 999 100 1 FALCON TRAIL CAPITAL, LLC 0 -38 91 0 463 567 0 40 68 0 999 100 1 PROT140 91 0 463 567 0 40 68 0 999 100 1 SOUTHERN FINANCIAL Classic Advisory BUTTERFLY TRUST 0 -24 0 -60 -237 -95 -75 -800 0 -24 0 -60 -237 -95 -75 -800 BUTTERFLY TRUST 0 -24 0 -60 -237 -95 -75 -800 PROT141 DARREN K. INDYKE PLLC Advisory -60 -52 -70 -78 143 -54 -62 102 -108 -35 235 -31 -84 -60 -52 -70 -78 143 -54 -62 102 -108 -35 235 -31 -84 DARREN K. INDYKE PLLC -60 -52 -70 -78 143 -54 -62 102 -108 -35 235 -31 -84 GRATITUDE AMERICA .•visory 0 1 0 0 PROT142 3 10,000 0 1 0 2 0 2 0 GRATITUDE AMERICA 2 0 2 0 HBRK ASSOCIATES ,ovisory -55 -35 -29 -61 106 -34 -32 -38 PROT143 -54 -46 163 -57 144 INC -55 -35 -29 -61 106 -34 -32 -38 144 -54 -46 163 -57 HBRK ASSOCIATES INC -55 -35 -29 -61 106 -34 -32 -38 144 -54 -46 163 -57 HYPERION AIR Advisory -46 0 0 42 0 -3 0 98 0 -41 -14 LLC -46 0 0 42 0 -3 PROT144 -14 0 98 0 -41 HYPERION AIR LLC -46 0 0 42 0 -3 -14 0 98 0 -41 3. EPSTEIN VIRGIN ..visory -197 -23 -10 -34 0 0 -25 0 0 -45 -3 -25 -27 I 1 13 of 17 PROT145 Jun May Apr 2015 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jul Mar Feb Jan 2015 2015 2015 Dec 2014 Reference Client name Client No. Account No. 2015 SOUTHERN FINANCIAL ISLANDS FOUNDATION, -197 -23 -10 -34 0 0 -25 0 0 -45 -3 -25 -27 IN J. EPSTEIN VIRGIN ISLANDS FOUNDATION, IN JEEPERS INC Advisory -197 -23 -10 7 -86 -4,494 -34 0 -25 PROT146 -1,994 -3,438 -1,749 -1,995 -1,994 -4,000 -1,995 -2,661 0 0 0 -45 -3 -25 -27 5 181 7 -86 -4,494 7 -86 -4,494 5 -1,994 -3,438 -1,749 -1,995 -1,994 -4,000 -1,995 -2,661 -1,994 -3,438 -1,749 -1,995 -1,994 -4,000 -1,995 -2,661 181 JEEPERS INC 5 181 JEFFREY EPSTEIN .•visory 2,426 436 388 -1,585 969 121 -828 654 550 -407 172 283 -1,706 0 2,426 436 PROT147 388 -1,585 969 121 -828 654 550 -407 172 283 -1,706 Custody -13 82 -15 -12 -11 61 -18 -6 -112 83 -85 -25 -168 -13 82 -15 -12 -11 61 -18 -6 -112 83 -85 -25 -168 JEFFREY EPSTEIN 2,412 518 373 -1,597 958 182 -846 649 438 -324 87 258 -1,874 Advisory -42 PROT148 -8 -7 -5 -18 99 -42 -10 93 39 -184 -14 -44 -42 -8 -7 -5 -18 99 -14 -42 -44 -10 93 39 -184 I JEGE INC -42 -8 -7 -5 -18 99 -14 -42 -44 -10 93 39 -184 JEGE LLC A • V 0 , -78 297 -48 29 -187 -1 208 PROT149 -111 -13 -37 197 -90 -40 I -78 297 -48 29 -187 -1 208 -111 -13 -37 197 -90 -40 JEGE LLC -78 297 -48 29 -187 -1 208 -111 -13 -37 197 -90 i 0 Advisory 0 -8 -2 -9 0 -4 3 -5 -2 33 -1 -1 4 0 PROT150 -8 -2 -9 0 -4 3 -5 -2 33 -1 -1 -8 -2 -9 0 -4 3 -5 -2 33 -1 -1 4 JSC INTERIORS Advisory -7 -7 -9 -7 43 -8 10 -12 -12 22 2 -9 17 I LLC -7 -7 -9 -7 43 -8 10 PROT151 -12 -12 22 2 -9 17 JSC INTERIORS LLC -7 -7 -9 -7 43 -8 10 -12 -12 22 2 -9 17 Advisory LSJE, LLC -75 185 -91 -100 -50 186 -108 -214 -9 181 295 0 0 -75 185 -91 -100 -50 186 -108 -214 -9 181 295 0 0 LSJE, LLC MORT, INC -75 185 PROT152 -91 -100 -50 186 -108 -214 -9 181 295 0 0 Advisory 0 0 MORT, INC NE^UNE LLC Advisory 0 PROT153 0 -28 -17 -52 -17 163 -22 -40 -41 -22 -14 -16 186 40 -28 -17 -52 -17 163 -22 -40 -41 -22 -14 -16 186 40 NEPTUNE LLC -28 -17 -52 -17 163 -22 -40 -41 -22 -14 -16 186 40 N t NES LLC 210 68 -276 PROT154 142 128 -175 -47 199 -203 318 -115 1 1 IZI 14 of 17 GMIS (gj fiJ.warehuur Jun May Apr 2015 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jul Mar 2015 Feb Jan Dec 2015 2015 2014 Reference Client name Client No. Account No. 2015 SOUTHERN Advisory NES LLC PROT155 -91 -158 210 68 -276 142 128 -175 -47 199 -203 318 -115 NES LLC -91 -158 210 68 -276 142 128 -175 -47 199 -203 318 -115 NEW YORK STRATEGY GROUP LLC ,evisory 0 [repeated 17 times] PROT156 0 NEW YORK STRATEGY GROUP LLC 0 PLAN D LLC Advisory 0 [repeated 24 times] PROT157 0 0 PLAN D LLC 0 SOUTHERN FINANCIAL LLC .•visory 0 -1,750 -9,864 484 -7,000 -1,994 -2,280 -1,000 -2,053 -1,128 473 1,748 -188 4 5 678 98 424 -3,359 -4,376 3,689 72 -172 1,324 -3,161 10 2,851 712 0 28 0 PROT158 11 0 [repeated 14 times] 98 452 -3,358 -11,614 452 -3,358 -11,614 -202 -7,305 -3,122 -1,797 -7,305 -3,122 -1,797 -928 -360 1,338 1,338 -306 1,390 1,390 SOUTHERN FINANCIAL LLC 98 -202 -928 -360 -306 SOUTHERN TRUST COMPANY INC. 0 PROT159 0 36,560 -5,132 8,750 -1,948 9 -1,591 -3,616 -250 -5,220 -3,979 -1,189 -894 -2,977 102 30 65 0 30 0 108 30 132 0 30 0 107 36,661 -5,102 8,815 36,661 -5,102 8,815 -1,948 -1,948 39 -1,591 -3,508 -1,591 -3,508 -220 -5,088 -3,979 -1,158 -220 -5,088 -3,979 -1,158 -894 -2,870 -894 -2,870 SOUTHERN TRUST COMPANY INC. 39 ..visory THE 2007 JEFFREY E. EPSTEIN INSURANCE TR 0 PROT160 0 -9 0 -9 THE 2007 JEFFREY E. EPSTEIN INSURANCE TR 0 -9 .•visory THE HAZE TRUST 54 191 201 9 43 82 9 PROT161 190 259 -1,154 163 89 27 54 191 201 9 43 82 9 190 259 -1,154 259 -1,154 163 89 27 THE HAZE TRUST 54 191 201 9 43 82 9 190 163 89 27 ZORRO DEVELOPMENT CORP. Advisory -24 88 -1 -13 -33 114 -65 -12 -23 -17 184 -24 -2 -24 PROT162 88 -1 -13 -33 114 -65 -12 -23 -17 184 -24 -2 ZORRO DEVELOPMENT CORP. -24 88 -1 -13 -33 114 -65 -12 -23 -17 184 -24 -2 TFMG LLC, US Tfmg LLCUS Classic visory 38,532 -3,764 11,428 -15,353 -1,264 -11,654 -9,227 -3,720 -7,510 -9,828 -825 -3,063 -4,447 0 [repeated 17 times] PROT163 0 Tfmg LLCUS 0 g 0 THE Classic 0 PROT164 0 0 15 of 17 Jun May Apr 2015 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jul Mar 2015 Feb Jan Dec 2015 2015 2014 Reference Client name Client No. Account No. 2015 ORGANI ORGANIZATION OF THE NEW 41 4 NATIONAL Advisory 4 -18,166 -13,243 4 -18,166 -13,243 0 22,784 30,075 -16,217 0 22,784 30,075 -16,217 4 4,618 16,832 -16,182 4 4,618 16,832 -16,182 35 PROT165 0 Classic Advisor Custody Custody THE NATIONAL ORGANIZATION OF THE NEW APO 41 4 35 0 APO 4,792 4,792 4,833 4,833 -3,056 -3,056 -3,052 -3,052 0 [repeated 21 times] PROT166 0 THIRD LAKE CAPITAL CRW 2007 LLC Advisory 0 0 IIIIIIIIIM 5,000 0 0 PROT167 0 CRW 2007 LLC 0 CRW 2009 LLC Advisory 0 2,000 0 0 PROT168 0 CRW 2009 LLC 0 GEW 2007 LLC Advisory 0 5,000 0 PROT169 0 0 GEW 2007 LLC 0 GEW 2009 LLC Advisory 0 2,000 PROT170 0 0 GEW 2009 LLC 0 KATI .•visory 0 PROT171 0 FORSYTHE 2014 GRAT 7,500 -12,499 12,500 0 0 KATI FORSYTHE 2014 GRAT 0 KWF 2007 LLC PROT172 Advisory 12,503 0 1 1 0 1 0 2,000 1 1 1 0 1 12,503 1 12,503 0 1 0 1 0 2,000 0 2,000 KWF 2007 LLC 0 1 0 1 SHARI PROT173 WAGNER 2014 GRAT Advisory 0 7,500 7,500 -7,499 7,500 0 0 SHARI WAGNER 2014 GRAT 0 PROT174 0 SSW 2007 LLC Advisory 8,902 0 -399 0 0 0 1,000 0 1 8,902 8,902 35,007 0 0 -399 0 0 0 1,000 0 1,000 PROT175 0 0 SSW 2007 LLC 1 0 0 -399 0 TODD R. WANEK -34,999 0 1 0 1 0 2,001 1 16 of 17 Jun May Apr 2015 2015 2015 Mandate Type Dec 2015 Nov 2015 Oct Sep Aug Jul Mar Feb PROT176 2015 2015 Jan Dec 2015 2014 Reference Client name Client No. Account No. 2015 THIRD LAKE CAPITAL TODD R. WANEK 35,000 0 1 35,007 1 35,007 -14,999 15,004 15,000 0 1 0 1 0 2,001 TODD R. WANEK 0 1 PROT177 1 0 1 0 WANEK TRUST OF 2000 Advisory 0 1 1 0 1 0 1 0 1 15,004 1 15,004 29,004 71,416 72,618 55,424 11,531 -17,048 0 1 0 1 1 0 2,001 0 2,001 PROT178 0 6,002 599 -2,389 1,554 1 WANEK TRUST OF 2000 0 1 0 1 2 2 2 -396 0 2 4 1,002 15,344 -27,630 -9,626 -3,676 -7,440 -9,823 IZI 17 of 17 Deutsche Bank PROT179