EFTA01478807

Subject: Re: KCP IOI: Paylocity IPO [I] From: Joshua Shoshan Date: Fri, 14 Mar 2014 18:17:33 -0400 To: Haig Ariyan Cc: Caroline Kitidis Chip Packard Donald Summer Michael Iaquinta Tazia Smith Vahe Stepanian Classification: For internal use only Thanks, Haig. Have a great weekend, Josh Joshua Shoshan Director Markets Coverage Group Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax Original Message From: Haig Ariyan Sent: 03/14/2014 04:04 PM EDT To: Joshua Shoshan Cc: Caroline Kitidis; Chip Packard; Donald Summer; Michael Iaquinta; Tazia Smith; Vahe Stepanian Subject: Re: KCP IOI: Paylocity IPO [I] Classification: For internal use only ok by me Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue EFTA01478807 New York, NY 10154 direct phone fax I From: (Joshua Shoshan/db/- dbcom > I To: IHaig Ariyan/db/- dbcom@DBAmericas, > > I Cc: > > ICaroline Kitidis/db/dbcom@DBAmericas, Chip Packard/db/dbcom@DBAmericas, Michael Iaguinta/db/dbcom@DBAmericas, Tazia Smith/db/dbcom@DBAmericas, Vahe IStepanian/db/dbcom, Donald Summer/NewYork/DBNA/- DeuBa@DBAmericas I Date: EFTA01478808 > 103/14/2014 03:55 PM > I Subject: > IKCP IOI: Paylocity IPO [I] > Classification: For internal use only Greetings, Haig, Chip, Caroline and Mike. Tazia has conveyed that KCP-client Jeff Epstein will indicate for the Paylocity IPO, which is this coming Tuesday night/ Wednesday morning. Per Haig's earlier email (below) that we will not be bound to a formula, Mike Iaquinta and I reviewed the possibilities for allocations on this deal. The deal is small -- 6.67mm shares -- and DB is the left bookrunner. We expect a rather small retail allocation. In short, system-wide, we may get around 150k shares. For Mr. Epstein's KCP allocation, can we agree that out of the Wealth Management allocation next week for Paylocity, Mr. Epstein would be allocated 500-1000 shares? Mike and I will come up with an exact number as we get very close to Wednesday morning's allocation (March 19). Haig, please let us know if you agree. Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor EFTA01478809 New York, NY 10154 Office Cell E-Fax I From: > > (Haig Ariyan/db/- dbcom > I To: > 'Joshua Shoshan/db/- dbcom@DBAmericas, > I Cc: > > > 'Caroline Kitidis/db/dbcom@DBAMERICAS, Chip Packard/db/dbcom@DBAmericas, Joshua Shoshan/db/dbcom@DBAmericas, Michael Iaquinta/db/dbcom@DBAmericas, Tazia I ISmith/db/- dbcom@DBAMERICAS I Date: EFTA01478810 > 101/21/2014 04:03 PM > Subject: > IRe: Fw: KCP IOI: Santander IPO [I] > Classification: For internal use only We will do our best for this client on each deal without being bound to a formula. However, the requested amount is reasonable in my view. Haig Ariyan Managing Director Co-Head Wealth Management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone fax > I From: > > EFTA01478811 'Joshua Shoshan/db/- dbcom I To: 'Joshua Shoshan/db/- dbcom@DBAmericas, I Cc: 'Caroline Kitidis/db/dbcom, Chip Packard/db/dbcom@DBAmericas, Haig Ariyan/- db/dbcom@DBAmericas, Michael Iaquinta/db/dbcom, Tazia Smith/db/- dbcom I Date: '01/21/2014 04:00 PM I Subject: 'Re: Fw: KCP IOI: Santander IP0 [I] EFTA01478812 > Classification: For internal use only Greetings. Tazia came by. It was earlier proposed that Mr. Epstein would get a 50bps allocation off the top of the wealth management allocation. Is that agreeable to you? Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax > I From: > > 'Joshua Shoshan/db/- dbcom I To: > 'Caroline Kitidis/db/- dbcom, EFTA01478813 > Cc: 1 'Chip Packard/db/dbcom@DBAmericas, Haig Ariyan/db/dbcom@DBAmericas, Tazia Smith/db/dbcom, Michael Iaquinta/db/- dbcom > I Date: > 101/21/2014 02:16 PM > I Subject: > IRe: Fw: KCP IOI: Santander IPO [I] > Classification: For internal use only Tazia, please feel free to chime in on how many shares of an allocation Mr. Epstein would be reasonably satisfied to receive. Re his 150k indication, the entire division may get perhaps 500k shares (DB has junior economics). Best regards, --Josh Joshua Shoshan EFTA01478814 Director Deutsche Bank Securities Inc. Private Wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax I I From: I > > I ' ICaroline Kitidis/db/- dbcom > I I I I To: I > I 'Haig Ariyan/db/dbcom@DBAmericas, Chip Packard/db/- dbcom@DBAmericas, I > I I I Cc: I > > I > I 'Joshua Shoshan/db/- dbcom@DBAmericas > I I I EFTA01478815 I Date: > > 101/21/2014 01:20 PM > I Subject: > IFw: KCP IOI: Santander IPO [I] > Classification: For internal use only Hi guys - See KCP allocation request for Santander. We have a Capital markets KCP client request for allocation, Jeffrey Epstein, please advise if you are comfortable with this request in the pre-allocation for KCP bucket, before PC/PCS non KCP allocations. Kind regards, Caroline Kitidis (Embedded image moved to file: pic30520.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage Americas Deutsche Bank Securities Inc EFTA01478816 Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. Mobile Email (Embedded image moved to file: pic08998.gif) I I From: I Forwarded by Caroline Kitidis/db/dbcom on 01/21/2014 01:19 PM > > I > ITazia Smith/db/- dbcom > I I I To: I I > > > 'Joshua Shoshan/db/- dbcom@DBAmericas, > I I I Cc: I > ICaroline Kitidis/db/- dbcom@DBAMERICAS > I I I Date: I > EFTA01478817 101/21/2014 12:36 PM > I Subject: > IKCP IOI: Santander IPO [I] > Classification: For internal use only Josh - KCP IOI for Santander thus far (Epstein) is 150k shares. Could you please follow up with Chip/Haig as discussed? Thanks, Tazia (Embedded image moved to file: pic16482.gif) Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. 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